MICK JAMES RYAN reported 4 transactions at TORTOISE MIDSTREAM ENERGY FUND, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 7/13/2018ACC: 0001140361-18-032391
Other
Since Dec 2017
-235.41
Net shares
Net seller
$290.13
Total acquired
0
Open market trades
0B · 0S
5
Total transactions
142.59 acquired · 378.00 disposed
Non-Derivative Transactions4
Common Stock
Direct
Shares
+5.77
Price / share
$16.35
Trade value
$94.29
% of position
1.6%
12/1/2017
363.23→369.00
Common Stock
Direct
Shares
+5.49
Price / share
$17.62
Trade value
$96.73
% of position
1.5%
3/1/2018
369.00→374.49
Common Stock
Direct
Shares
+5.33
Price / share
$18.60
Trade value
$99.10
% of position
1.4%
6/1/2018
374.49→379.82
Common Stock
Direct
Shares
+126.00
Price / share
—
Trade value
—
% of position
33.2%
7/12/2018
379.82→505.82
Total
Net shares
+142.59
Net value
$290.13
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 12/1/2017 | L · L | +5.77 | $16.35 | $94.29 | 1.6% | 363.23 | 369.00 |
| Common Stock Direct | 3/1/2018 | L · L | +5.49 | $17.62 | $96.73 | 1.5% | 369.00 | 374.49 |
| Common Stock Direct | 6/1/2018 | L · L | +5.33 | $18.60 | $99.10 | 1.4% | 374.49 | 379.82 |
| Common Stock Direct | 7/12/2018 | X · X | +126.00 | — | — | 33.2% | 379.82 | 505.82 |
| Total | +142.59 | $290.13 | ||||||
Derivative Transactions1
Transferable Subscription Rights (Right to Buy)
Direct
Converts to
Common Stock
126.00 shares
Shares
−378.00
Strike price
Held after
2.00
Exercisable
—
7/12/2018
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Transferable Subscription Rights (Right to Buy) Direct | Common Stock126.00 shares | 7/12/2018 | X · X | −378.00 | — | 2.00 |