MESWANI PARAG V enters SIO GENE THERAPIES INC. with 33.73K shares plus derivative instruments

Holding both equity and derivatives at entry signals strong long-term conviction in the company.

Direct Derivatives

MESWANI PARAG V

Filed: 2/7/2022ACC: 0001636050-22-000013

InsiderMESWANI PARAG VCIK 1909324

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IssuerSIO GENE THERAPIES INC.CIK 1636050

Officer· Chief Commercial Officer

Since Jan 2022

33.73K

Baseline shares

100% direct

33.73K

Direct ownership

1 position

335.07K

Derivative underlying

8 instruments

Security positions

All direct

Non-Derivative Holdings1

Common Stock

Direct

Shares owned33.73K

Total

33.73K direct33.73K

Security Title	Shares Owned	Ownership Type
Common Stock	33.73K	Direct
Total	33.73K	33.73K direct

Derivative Holdings8

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

15.63K

Shares owned

N/A

Exercise price

9.2

Expiration

—

Exercise window

—

Restricted Stock Units

Direct

Underlying security

Common Stock

Underlying shares

25.33K

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

20.88K

Shares owned

N/A

Exercise price

8.48

Expiration

—

Exercise window

—

Restricted Stock Units

Direct

Underlying security

Common Stock

Underlying shares

8.03K

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

18.07K

Shares owned

N/A

Exercise price

5.63

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

15.63K

Shares owned

N/A

Exercise price

9.2

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

219K

Shares owned

N/A

Exercise price

2.47

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

12.50K

Shares owned

N/A

Exercise price

8.48

Expiration

—

Exercise window

—

Total

Underlying

335.07K

Owned

0.00

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Stock Option (Right to Buy) Direct	Common Stock	9.2	—	—	15.63K	N/A
Restricted Stock Units Direct	Common Stock		—	—	25.33K	N/A
Stock Option (Right to Buy) Direct	Common Stock	8.48	—	—	20.88K	N/A
Restricted Stock Units Direct	Common Stock		—	—	8.03K	N/A
Stock Option (Right to Buy) Direct	Common Stock	5.63	—	—	18.07K	N/A
Stock Option (Right to Buy) Direct	Common Stock	9.2	—	—	15.63K	N/A
Stock Option (Right to Buy) Direct	Common Stock	2.47	—	—	219K	N/A
Stock Option (Right to Buy) Direct	Common Stock	8.48	—	—	12.50K	N/A
Total					335.07K	0.00