MERRIS JOHN (See Remarks) exercised options at SOLO BRANDS, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 2 exercises
Filed: 5/9/2023ACC: 0000950170-23-019974
DirectorOfficer· See Remarks
Since Oct 2021
-2.24K
Net shares
Net seller
$13.3K
Total sold
0
Open market trades
0B · 0S
6
Total transactions
9.19K acquired · 11.43K disposed
Non-Derivative Transactions4
Class A Common Stock
Direct
Shares
+4.59K
Price / share
—
Trade value
—
% of position
3.0%
2/6/2023
153.46K→158.05K
Class A Common Stock
Direct
Shares
−1.12K
Price / share
$4.80
Trade value
$5.37K
% of position
0.7%
2/6/2023
158.05K→156.94K
Class A Common Stock
Direct
Shares
+4.60K
Price / share
—
Trade value
—
% of position
2.9%
5/5/2023
156.82K→161.41K
Class A Common Stock
Direct
Shares
−1.12K
Price / share
$7.13
Trade value
$7.98K
% of position
0.7%
5/5/2023
161.53K→160.41K
Total
Net shares
+6.95K
Net value
-$13.34K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock Direct | 2/6/2023 | M · Option Exercise | +4.59K | — | — | 3.0% | 153.46K | 158.05K |
| Class A Common Stock Direct | 2/6/2023 | F · Tax Withholding | −1.12K | $4.80 | $5.37K | 0.7% | 158.05K | 156.94K |
| Class A Common Stock Direct | 5/5/2023 | M · Option Exercise | +4.60K | — | — | 2.9% | 156.82K | 161.41K |
| Class A Common Stock Direct | 5/5/2023 | F · Tax Withholding | −1.12K | $7.13 | $7.98K | 0.7% | 161.53K | 160.41K |
| Total | +6.95K | -$13.34K | ||||||
Derivative Transactions2
Restricted Stock Unit
Direct
Converts to
Class A Common Stock
4.59K shares
Shares
−4.59K
Strike price
Held after
50.55K
Exercisable
—
2/6/2023
Class A Common Stock
Direct
Converts to
Class A Common Stock
4.60K shares
Shares
−4.60K
Strike price
Held after
45.95K
Exercisable
—
5/5/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Unit Direct | Class A Common Stock4.59K shares | 2/6/2023 | M · Option Exercise | −4.59K | — | 50.55K | |
| Class A Common Stock Direct | Class A Common Stock4.60K shares | 5/5/2023 | M · Option Exercise | −4.60K | — | 45.95K |
Non-Derivative Holdings (Post-Transaction)1
Class A Common Stock
IndirectShares owned2.50K
Total
2.50K indirect2.50K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Class A Common Stock | 2.50K | Indirect |
| Total | 2.50K | 2.50K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported