MERCHANT THOMAS C (Exec VP & General Counsel) reported 1 transaction at LEGG MASON, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 8/4/2020ACC: 0000704051-20-000094
Officer· Exec VP & General Counsel
Since Jul 2018
-115.97K
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
115.97K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
−92.27K
Price / share
—
Trade value
—
% of position
New position
7/31/2020
92.27K→0.00
Total
Net shares
−92.27K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 7/31/2020 | D · Disposition | −92.27K | — | — | New position | 92.27K | 0.00 |
| Total | −92.27K | $0.00 | ||||||
Derivative Transactions3
Stock Options (Right to buy)
Direct
Converts to
Common Stock
15.01K shares
Shares
−15.01K
Strike price
37.64
Held after
0.00
Exercisable
—
7/31/2020
Stock Options (Right to buy)
Direct
Converts to
Common Stock
7.11K shares
Shares
−7.11K
Strike price
31.24
Held after
0.00
Exercisable
—
7/31/2020
Phantom Stock Units
Direct
Converts to
Common Stock
1.58K shares
Shares
−1.58K
Strike price
Held after
0.00
Exercisable
—
7/31/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Options (Right to buy) Direct | Common Stock15.01K shares | 7/31/2020 | D · Disposition | −15.01K | 37.64 | — | 0.00 |
| Stock Options (Right to buy) Direct | Common Stock7.11K shares | 7/31/2020 | D · Disposition | −7.11K | 31.24 | — | 0.00 |
| Phantom Stock Units Direct | Common Stock1.58K shares | 7/31/2020 | D · Disposition | −1.58K | — | 0.00 |