MENDES SCOTT R (CFO) exercised options at OURPETS CO
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 10/25/2018ACC: 0001638599-18-001214
+50K
Net shares
Net buyer
$30.0K
Total acquired
0
Open market trades
0B · 0S
1
Total transactions
50K acquired
Non-Derivative Transactions1
Common
Direct
Shares
+50K
Price / share
$0.60
Trade value
$30K
% of position
76.5%
10/24/2018
65.35K→115.35K
Total
Net shares
+50K
Net value
$30K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Direct | 10/24/2018 | M · Option Exercise | +50K | $0.60 | $30K | 76.5% | 65.35K | 115.35K |
| Total | +50K | $30K | ||||||
Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)4
Common
DirectShares owned50K
Common
DirectShares owned87.80K
Common
DirectShares owned65.35K
Common
DirectShares owned37.80K
Total
240.96K direct240.96K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common | 50K | Direct |
| Common | 87.80K | Direct |
| Common | 65.35K | Direct |
| Common | 37.80K | Direct |
| Total | 240.96K | 240.96K direct |
Derivative Holdings (Post-Transaction)4
Option
DirectUnderlying security
Common
Underlying shares
50K
Shares owned
0.00
Exercise price
0.44
Expiration
—
Exercise window
—
Option
DirectUnderlying security
Common
Underlying shares
50K
Shares owned
0.00
Exercise price
0.6
Expiration
—
Exercise window
—
Option
DirectUnderlying security
Common
Underlying shares
25K
Shares owned
0.00
Exercise price
0.79
Expiration
—
Exercise window
—
Option
DirectUnderlying security
Common
Underlying shares
100K
Shares owned
0.00
Exercise price
0.222
Expiration
—
Exercise window
—
Total
Underlying
225K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Option Direct | Common | 0.44 | — | — | 50K | 0.00 |
| Option Direct | Common | 0.6 | — | — | 50K | 0.00 |
| Option Direct | Common | 0.79 | — | — | 25K | 0.00 |
| Option Direct | Common | 0.222 | — | — | 100K | 0.00 |
| Total | 225K | 0.00 | ||||