MELLOH HEATHER J. (EVP and General Counsel) exercised options at AMERIPRISE FINANCIAL INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 8/12/2026ACC: 0001935239-26-000007
Officer· EVP and General Counsel
Since Jun 2022
-469.00
Net shares
Net seller
$262.5K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
722.00 acquired · 1.19K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+722.00
Price / share
$197.87
Trade value
$142.86K
% of position
19.6%
8/10/2026
3.68K→4.41K
Common Stock
Direct
Shares
−469.00
Price / share
$559.62
Trade value
$262.46K
% of position
10.6%
8/10/2026
4.41K→3.94K
Total
Net shares
+253.00
Net value
-$119.60K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 8/10/2026 | M · Option Exercise | +722.00 | $197.87 | $142.86K | 19.6% | 3.68K | 4.41K |
| Common Stock Direct | 8/10/2026 | F · Tax Withholding | −469.00 | $559.62 | $262.46K | 10.6% | 4.41K | 3.94K |
| Total | +253.00 | -$119.60K | ||||||
Derivative Transactions1
Employee Stock Option (right to buy)
Direct
Converts to
Common Stock
722.00 shares
Shares
−722.00
Strike price
197.87
Held after
0.00
Exercisable
—
8/10/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) Direct | Common Stock722.00 shares | 8/10/2026 | M · Option Exercise | −722.00 | 197.87 | — | 0.00 |