MELLO DAVID CHRISTOPHER (EVP of Technical Services) sold 75.0% of their position (74.99K shares) of GLOBALSCAPE INC on the open market

Open‑market sale worth $750.3K — a major position exit. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 1 sale

MELLO DAVID CHRISTOPHER

Filed: 2/11/2020ACC: 0000921895-20-000360

InsiderMELLO DAVID CHRISTOPHERCIK 1772126

→

IssuerGLOBALSCAPE INCCIK 1112920

Officer· EVP of Technical Services

Since Mar 2019

-74.99K

Net shares

Net seller

$750.3K

Total sold

Open market trades

0B · 1S

Total transactions

74.99K acquired · 149.99K disposed

Non-Derivative Transactions4

Common Stock

Direct

M · Option Exercise

+49.99K

Price / share

$3.97

Trade value

$198.48K

% of position

199.7%

2/7/2020

25.04K→75.03K

Common Stock

Direct

M · Option Exercise

+24.81K

Price / share

$4.06

Trade value

$100.73K

% of position

33.1%

2/7/2020

75.03K→99.84K

Common Stock

Direct

M · Option Exercise

+187.00

Price / share

$4.06

Trade value

$759.22

% of position

0.2%

2/7/2020

99.84K→100.03K

Common Stock

Direct

S · Sale

−74.99K

Price / share

$10.01

Trade value

$750.34K

% of position

75.0%

2/7/2020

100.03K→25.04K

Total

Net shares

+0.00

Net value

-$450.37K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	2/7/2020	M · Option Exercise	+49.99K	$3.97	$198.48K	199.7%	25.04K	75.03K
Common Stock Direct	2/7/2020	M · Option Exercise	+24.81K	$4.06	$100.73K	33.1%	75.03K	99.84K
Common Stock Direct	2/7/2020	M · Option Exercise	+187.00	$4.06	$759.22	0.2%	99.84K	100.03K
Common Stock Direct	2/7/2020	S · Sale	−74.99K	$10.01	$750.34K	75.0%	100.03K	25.04K
Total			+0.00		-$450.37K

Derivative Transactions3

Incentive Stock Option (right to buy)

Direct

M · Option Exercise

Converts to

Common Stock

49.99K shares

−49.99K

Strike price

3.97

Held after

25K

Exercisable

—

2/7/2020

Non-Qualified Stock Option (right to buy)

Direct

M · Option Exercise

Converts to

Common Stock

24.81K shares

−24.81K

Strike price

4.06

Held after

25.19K

Exercisable

—

2/7/2020

Incentive Stock Option (right to buy)

Direct

M · Option Exercise

Converts to

Common Stock

187.00 shares

−187.00

Strike price

4.06

Held after

24.81K

Exercisable

—

2/7/2020

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Incentive Stock Option (right to buy) Direct	Common Stock49.99K shares	2/7/2020	M · Option Exercise	−49.99K	3.97	—	25K
Non-Qualified Stock Option (right to buy) Direct	Common Stock24.81K shares	2/7/2020	M · Option Exercise	−24.81K	4.06	—	25.19K
Incentive Stock Option (right to buy) Direct	Common Stock187.00 shares	2/7/2020	M · Option Exercise	−187.00	4.06	—	24.81K