MELBOURNE DAVID FRANCIS JR enters AQUABOUNTY TECHNOLOGIES INC with 106.78K shares plus derivative instruments

Holding both equity and derivatives at entry signals strong long-term conviction in the company.

Direct Derivatives

MELBOURNE DAVID FRANCIS JR

Filed: 8/18/2023ACC: 0001209191-23-046602

InsiderMELBOURNE DAVID FRANCIS JRCIK 1989377

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IssuerAQUABOUNTY TECHNOLOGIES INCCIK 1603978

Officer· President

Since Aug 2023

106.78K

Baseline shares

100% direct

106.78K

Direct ownership

1 position

175.34K

Derivative underlying

8 instruments

Security positions

All direct

Non-Derivative Holdings1

Common Stock

Direct

Shares owned106.78K

Total

106.78K direct106.78K

Security Title	Shares Owned	Ownership Type
Common Stock	106.78K	Direct
Total	106.78K	106.78K direct

Derivative Holdings8

Restricted Stock

Direct

Underlying security

Common Stock

Underlying shares

29.43K

Shares owned

N/A

Exercise price

0.00

Expiration

—

Exercise window

—

Options to Purchase Common Stock

Direct

Underlying security

Common Stock

Underlying shares

15K

Shares owned

N/A

Exercise price

2.12

Expiration

—

Exercise window

—

Options to Purchase Common Stock

Direct

Underlying security

Common Stock

Underlying shares

15K

Shares owned

N/A

Exercise price

2.47

Expiration

—

Exercise window

—

Restricted Stock

Direct

Underlying security

Common Stock

Underlying shares

7.68K

Shares owned

N/A

Exercise price

0.00

Expiration

—

Exercise window

—

Options to Purchase Common Stock

Direct

Underlying security

Common Stock

Underlying shares

12.80K

Shares owned

N/A

Exercise price

1.88

Expiration

—

Exercise window

—

Options to Purchase Common Stock

Direct

Underlying security

Common Stock

Underlying shares

20.15K

Shares owned

N/A

Exercise price

1.52

Expiration

—

Exercise window

—

Options to Purchase Common Stock

Direct

Underlying security

Common Stock

Underlying shares

70.12K

Shares owned

N/A

Exercise price

0.36

Expiration

—

Exercise window

—

Options to Purchase Common Stock

Direct

Underlying security

Common Stock

Underlying shares

5.16K

Shares owned

N/A

Exercise price

6.72

Expiration

—

Exercise window

—

Total

Underlying

175.34K

Owned

0.00

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Restricted Stock Direct	Common Stock	0.00	—	—	29.43K	N/A
Options to Purchase Common Stock Direct	Common Stock	2.12	—	—	15K	N/A
Options to Purchase Common Stock Direct	Common Stock	2.47	—	—	15K	N/A
Restricted Stock Direct	Common Stock	0.00	—	—	7.68K	N/A
Options to Purchase Common Stock Direct	Common Stock	1.88	—	—	12.80K	N/A
Options to Purchase Common Stock Direct	Common Stock	1.52	—	—	20.15K	N/A
Options to Purchase Common Stock Direct	Common Stock	0.36	—	—	70.12K	N/A
Options to Purchase Common Stock Direct	Common Stock	6.72	—	—	5.16K	N/A
Total					175.34K	0.00