MEHTA MUKESH (EVP, Chief Information Officer) reported 4 transactions at ASSETMARK FINANCIAL HOLDINGS, INC.
Review the transaction codes below to understand the nature of each event.
Common Stock
Shares
−182.16K
Price / share
—
Trade value
—
% of position
Common Stock
Shares
+182.16K
Price / share
—
Trade value
—
% of position
Common Stock
Shares
−224.50K
Price / share
$35.25
Trade value
$7.91M
% of position
Common Stock
Shares
−80.29K
Price / share
$35.25
Trade value
$2.83M
% of position
Net shares
−304.79K
Net value
-$10.74M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Indirect | 9/3/2024 | G · Gift | −182.16K | — | — | 69.4% | 262.45K | 80.29K |
| Common Stock Direct | 9/3/2024 | G · Gift | +182.16K | — | — | 430.2% | 42.34K | 224.50K |
| Common Stock Direct | 9/5/2024 | D · Disposition | −224.50K | $35.25 | $7.91M | New position | 224.50K | 0.00 |
| Common Stock Indirect | 9/5/2024 | D · Disposition | −80.29K | $35.25 | $2.83M | New position | 80.29K | 0.00 |
| Total | −304.79K | -$10.74M | ||||||
Employee Stock Option (right to buy)
Common Stock
62.09K shares
Shares
−62.09K
Strike price
Held after
0.00
Exercisable
—
Stock Appreciation Right
Common Stock
80.38K shares
Shares
−80.38K
Strike price
Held after
0.00
Exercisable
—
Stock Appreciation Right
Common Stock
73.17K shares
Shares
−73.17K
Strike price
Held after
0.00
Exercisable
—
Stock Appreciation Right
Common Stock
82.70K shares
Shares
−82.70K
Strike price
Held after
0.00
Exercisable
—
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) Direct | Common Stock62.09K shares | 9/5/2024 | D · Disposition | −62.09K | — | 0.00 | |
| Stock Appreciation Right Direct | Common Stock80.38K shares | 9/5/2024 | D · Disposition | −80.38K | — | 0.00 | |
| Stock Appreciation Right Direct | Common Stock73.17K shares | 9/5/2024 | D · Disposition | −73.17K | — | 0.00 | |
| Stock Appreciation Right Direct | Common Stock82.70K shares | 9/5/2024 | D · Disposition | −82.70K | — | 0.00 |