MEHLMAN MARC (Chief Financial Officer) received a stock award from AVANTAX, INC.

Compensation award — not an open‑market transaction. Less informative as a directional signal.

A · 3 awards

MEHLMAN MARC

Filed: 11/29/2023ACC: 0001068875-23-000139

InsiderMEHLMAN MARCCIK 1810041

→

IssuerAVANTAX, INC.CIK 1068875

Officer· Chief Financial Officer

Since Apr 2020

-190.72K

Net shares

Net seller

$4.45M

Total sold

Open market trades

0B · 0S

Total transactions

80.72K acquired · 271.44K disposed

Non-Derivative Transactions8

Common Stock

Direct

D · Disposition

−88.37K

Price / share

$26.00

Trade value

$2.30M

% of position

New position

11/27/2023

88.37K→0.00

Common Stock

Direct

A · Award

+25.32K

Price / share

—

Trade value

—

% of position

New position

11/27/2023

0.00→25.32K

Common Stock

Direct

D · Disposition

−25.32K

Price / share

$26.00

Trade value

$658.19K

% of position

New position

11/27/2023

25.32K→0.00

Common Stock

Direct

A · Award

+33.94K

Price / share

—

Trade value

—

% of position

New position

11/27/2023

0.00→33.94K

Common Stock

Direct

D · Disposition

−33.94K

Price / share

$26.00

Trade value

$882.34K

% of position

New position

11/27/2023

33.94K→0.00

Common Stock

Direct

A · Award

+21.47K

Price / share

—

Trade value

—

% of position

New position

11/27/2023

0.00→21.47K

Common Stock

Direct

D · Disposition

−21.47K

Price / share

$26.00

Trade value

$558.14K

% of position

New position

11/27/2023

21.47K→0.00

Common Stock

Indirect

D · Disposition

−2.02K

Price / share

$26.00

Trade value

$52.65K

% of position

New position

11/27/2023

2.02K→0.00

Total

Net shares

−90.39K

Net value

-$4.45M

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	11/27/2023	D · Disposition	−88.37K	$26.00	$2.30M	New position	88.37K	0.00
Common Stock Direct	11/27/2023	A · Award	+25.32K	—	—	New position	0.00	25.32K
Common Stock Direct	11/27/2023	D · Disposition	−25.32K	$26.00	$658.19K	New position	25.32K	0.00
Common Stock Direct	11/27/2023	A · Award	+33.94K	—	—	New position	0.00	33.94K
Common Stock Direct	11/27/2023	D · Disposition	−33.94K	$26.00	$882.34K	New position	33.94K	0.00
Common Stock Direct	11/27/2023	A · Award	+21.47K	—	—	New position	0.00	21.47K
Common Stock Direct	11/27/2023	D · Disposition	−21.47K	$26.00	$558.14K	New position	21.47K	0.00
Common Stock Indirect	11/27/2023	D · Disposition	−2.02K	$26.00	$52.65K	New position	2.02K	0.00
Total			−90.39K		-$4.45M

Derivative Transactions2

Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Common Stock

70K shares

−70K

Strike price

Held after

0.00

Exercisable

—

11/27/2023

Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Common Stock

30.33K shares

−30.33K

Strike price

Held after

0.00

Exercisable

—

11/27/2023

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Stock Option (Right to Buy) Direct	Common Stock70K shares	11/27/2023	D · Disposition	−70K	14	—	0.00
Stock Option (Right to Buy) Direct	Common Stock30.33K shares	11/27/2023	D · Disposition	−30.33K	15	—	0.00