MEADS GARNER B. III (See Remarks) exercised options at VIVINT SMART HOME, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 6 exercises

MEADS GARNER B. III

Filed: 12/30/2022ACC: 0000899243-22-039610

InsiderMEADS GARNER B. IIICIK 1892703

→

IssuerVIVINT SMART HOME, INC.CIK 1713952

Officer· See Remarks

Since Dec 2021

-28.55K

Net shares

Net seller

$340.0K

Total sold

Open market trades

0B · 0S

Total transactions

71.27K acquired · 99.81K disposed

Non-Derivative Transactions7

Class A Common Stock

Direct

M · Option Exercise

+5.55K

Price / share

—

Trade value

—

% of position

10.0%

12/28/2022

55.68K→61.22K

Class A Common Stock

Direct

M · Option Exercise

+3.63K

Price / share

—

Trade value

—

% of position

5.9%

12/28/2022

61.22K→64.86K

Class A Common Stock

Direct

M · Option Exercise

+3.63K

Price / share

—

Trade value

—

% of position

5.6%

12/28/2022

64.86K→68.49K

Class A Common Stock

Direct

M · Option Exercise

+9.71K

Price / share

—

Trade value

—

% of position

14.2%

12/28/2022

68.49K→78.20K

Class A Common Stock

Direct

M · Option Exercise

+34.45K

Price / share

—

Trade value

—

% of position

44.1%

12/28/2022

78.20K→112.66K

Class A Common Stock

Direct

M · Option Exercise

+14.29K

Price / share

—

Trade value

—

% of position

12.7%

12/28/2022

112.66K→126.94K

Class A Common Stock

Direct

F · Tax Withholding

−28.55K

Price / share

$11.91

Trade value

$339.97K

% of position

22.5%

12/28/2022

126.94K→98.40K

Total

Net shares

+42.72K

Net value

-$339.97K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Class A Common Stock Direct	12/28/2022	M · Option Exercise	+5.55K	—	—	10.0%	55.68K	61.22K
Class A Common Stock Direct	12/28/2022	M · Option Exercise	+3.63K	—	—	5.9%	61.22K	64.86K
Class A Common Stock Direct	12/28/2022	M · Option Exercise	+3.63K	—	—	5.6%	64.86K	68.49K
Class A Common Stock Direct	12/28/2022	M · Option Exercise	+9.71K	—	—	14.2%	68.49K	78.20K
Class A Common Stock Direct	12/28/2022	M · Option Exercise	+34.45K	—	—	44.1%	78.20K	112.66K
Class A Common Stock Direct	12/28/2022	M · Option Exercise	+14.29K	—	—	12.7%	112.66K	126.94K
Class A Common Stock Direct	12/28/2022	F · Tax Withholding	−28.55K	$11.91	$339.97K	22.5%	126.94K	98.40K
Total			+42.72K		-$339.97K

Derivative Transactions6

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Class A Common Stock

5.55K shares

−5.55K

Strike price

Held after

5.55K

Exercisable

—

12/28/2022

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Class A Common Stock

3.63K shares

−3.63K

Strike price

Held after

7.27K

Exercisable

—

12/28/2022

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Class A Common Stock

3.63K shares

−3.63K

Strike price

Held after

7.27K

Exercisable

—

12/28/2022

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Class A Common Stock

9.71K shares

−9.71K

Strike price

Held after

19.42K

Exercisable

—

12/28/2022

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Class A Common Stock

34.45K shares

−34.45K

Strike price

Held after

103.36K

Exercisable

—

12/28/2022

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Class A Common Stock

14.29K shares

−14.29K

Strike price

Held after

42.86K

Exercisable

—

12/28/2022

Security	Converts To	Date	Type	Shares	Exercisable	Held After
Restricted Stock Units Direct	Class A Common Stock5.55K shares	12/28/2022	M · Option Exercise	−5.55K	—	5.55K
Restricted Stock Units Direct	Class A Common Stock3.63K shares	12/28/2022	M · Option Exercise	−3.63K	—	7.27K
Restricted Stock Units Direct	Class A Common Stock3.63K shares	12/28/2022	M · Option Exercise	−3.63K	—	7.27K
Restricted Stock Units Direct	Class A Common Stock9.71K shares	12/28/2022	M · Option Exercise	−9.71K	—	19.42K
Restricted Stock Units Direct	Class A Common Stock34.45K shares	12/28/2022	M · Option Exercise	−34.45K	—	103.36K
Restricted Stock Units Direct	Class A Common Stock14.29K shares	12/28/2022	M · Option Exercise	−14.29K	—	42.86K