MCNATT JOEL DAVID JR (EVP, Investment Solutions) reported 3 transactions at ASSETMARK FINANCIAL HOLDINGS, INC.
Review the transaction codes below to understand the nature of each event.
Common Stock
Shares
−28.59K
Price / share
$35.25
Trade value
$1.01M
% of position
Common Stock
Shares
−2.08K
Price / share
$35.25
Trade value
$73.32K
% of position
Common Stock
Shares
−6.86K
Price / share
$35.25
Trade value
$241.96K
% of position
Net shares
−37.53K
Net value
-$1.32M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 9/5/2024 | D · Disposition | −28.59K | $35.25 | $1.01M | New position | 28.59K | 0.00 |
| Common Stock Indirect | 9/5/2024 | D · Disposition | −2.08K | $35.25 | $73.32K | New position | 2.08K | 0.00 |
| Common Stock Indirect | 9/5/2024 | D · Disposition | −6.86K | $35.25 | $241.96K | New position | 6.86K | 0.00 |
| Total | −37.53K | -$1.32M | ||||||
Employee Stock Option (right to buy)
Common Stock
12.76K shares
Shares
−12.76K
Strike price
Held after
0.00
Exercisable
—
Stock Appreciation Right
Common Stock
45.11K shares
Shares
−45.11K
Strike price
Held after
0.00
Exercisable
—
Stock Appreciation Right
Common Stock
23.28K shares
Shares
−23.28K
Strike price
Held after
0.00
Exercisable
—
Stock Appreciation Right
Common Stock
9.38K shares
Shares
−9.38K
Strike price
Held after
0.00
Exercisable
—
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) Direct | Common Stock12.76K shares | 9/5/2024 | D · Disposition | −12.76K | — | 0.00 | |
| Stock Appreciation Right Direct | Common Stock45.11K shares | 9/5/2024 | D · Disposition | −45.11K | — | 0.00 | |
| Stock Appreciation Right Direct | Common Stock23.28K shares | 9/5/2024 | D · Disposition | −23.28K | — | 0.00 | |
| Stock Appreciation Right Direct | Common Stock9.38K shares | 9/5/2024 | D · Disposition | −9.38K | — | 0.00 |