MCMILLIN KELLY

PrivateCIK: 1861772
Location

SALINAS, CA

MCMILLIN KELLY (Chief Compliance Officer) exercised options at LOWELL FARMS INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 1 exercise
InsiderMCMILLIN KELLYCIK 1861772
IssuerLOWELL FARMS INC.CIK 1838128
Officer· Chief Compliance Officer
Since May 2021
0.00
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
8.33K acquired · 8.33K disposed
Non-Derivative Transactions1

Subordinate Voting Shares

Direct
M · Option Exercise

Shares

+8.33K

Price / share

Trade value

% of position

361.0%
1/1/2022
2.31K10.64K
Total

Net shares

+8.33K

Net value

$0.00

Derivative Transactions1

Restricted Stock Units

Direct
M · Option Exercise
Converts to

Subordinate Voting Shares

8.33K shares

Shares

8.33K

Strike price

Held after

16.67K

Exercisable

1/1/2022
Non-Derivative Holdings (Post-Transaction)0
No non-derivative holdings reported
Derivative Holdings (Post-Transaction)3

Stock options (right to buy)

Direct
Underlying security
Subordinate Voting Shares

Underlying shares

30K

Shares owned

30K

Exercise price

0.85

Expiration

Exercise window

Class B Common Shares of Indus Holding Company

Direct
Underlying security
Subordinate Voting Shares

Underlying shares

25K

Shares owned

25K

Exercise price

Expiration

Exercise window

Stock options (right to buy)

Direct
Underlying security
Subordinate Voting Shares

Underlying shares

75K

Shares owned

75K

Exercise price

2.0348

Expiration

Exercise window

Total

Underlying

130K

Owned

130K

MCMILLIN KELLY — Insider Transaction (Form 4) Filed Jan 4, 2022 | Finecho