MCMILLIN KELLY enters LOWELL FARMS INC. with 2.31K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 5/12/2021ACC: 0001654954-21-005488
Officer· Chief Compliance Officer
Since May 2021
2.31K
Baseline shares
100% direct
2.31K
Direct ownership
1 position
155K
Derivative underlying
4 instruments
1
Security positions
All direct
Non-Derivative Holdings1
Subordinate Voting Shares
DirectShares owned2.31K
Total
2.31K direct2.31K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Subordinate Voting Shares | 2.31K | Direct |
| Total | 2.31K | 2.31K direct |
Derivative Holdings4
Restricted Stock Units
DirectUnderlying security
Subordinate Voting Shares
Underlying shares
25K
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Stock options (right to buy)
DirectUnderlying security
Subordinate Voting Shares
Underlying shares
75K
Shares owned
N/A
Exercise price
2.0348
Expiration
—
Exercise window
—
Class B Common Shares of Indus Holding Company
DirectUnderlying security
Subordinate Voting Shares
Underlying shares
25K
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Stock options (right to buy)
DirectUnderlying security
Subordinate Voting Shares
Underlying shares
30K
Shares owned
N/A
Exercise price
0.85
Expiration
—
Exercise window
—
Total
Underlying
155K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Subordinate Voting Shares | — | — | 25K | N/A | |
| Stock options (right to buy) Direct | Subordinate Voting Shares | 2.0348 | — | — | 75K | N/A |
| Class B Common Shares of Indus Holding Company Direct | Subordinate Voting Shares | — | — | 25K | N/A | |
| Stock options (right to buy) Direct | Subordinate Voting Shares | 0.85 | — | — | 30K | N/A |
| Total | 155K | 0.00 | ||||