MCKHANN CHAS (President and CEO) reported 1 transaction at APOLLO ENDOSURGERY, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 4/4/2023ACC: 0001251769-23-000027
DirectorOfficer· President and CEO
Since Mar 2021
-2M
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
3
Total transactions
2M disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
−689.88K
Price / share
—
Trade value
—
% of position
New position
4/4/2023
689.88K→0.00
Total
Net shares
−689.88K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 4/4/2023 | D · Disposition | −689.88K | — | — | New position | 689.88K | 0.00 |
| Total | −689.88K | $0.00 | ||||||
Derivative Transactions2
Stock Option (Right to Buy)
Direct
Converts to
Common Stock
848.73K shares
Shares
−848.73K
Strike price
5.95
Held after
0.00
Exercisable
—
4/4/2023
Stock Option (Right to Buy)
Direct
Converts to
Common Stock
459.17K shares
Shares
−459.17K
Strike price
3.95
Held after
0.00
Exercisable
—
4/4/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Direct | Common Stock848.73K shares | 4/4/2023 | D · Disposition | −848.73K | 5.95 | — | 0.00 |
| Stock Option (Right to Buy) Direct | Common Stock459.17K shares | 4/4/2023 | D · Disposition | −459.17K | 3.95 | — | 0.00 |