MCKENZIE W THORPE exercised options at XBIOTECH INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 1/9/2020ACC: 0001209191-20-002718
0.00
Net shares
Net seller
$461.3K
Total acquired
0
Open market trades
0B · 0S
3
Total transactions
123K acquired · 123K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+123K
Price / share
$3.75
Trade value
$461.25K
% of position
3.4%
1/6/2020
3.58M→3.71M
Total
Net shares
+123K
Net value
$461.25K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 1/6/2020 | M · Option Exercise | +123K | $3.75 | $461.25K | 3.4% | 3.58M | 3.71M |
| Total | +123K | $461.25K | ||||||
Derivative Transactions2
Stock Option
Direct
Converts to
Common Stock
77K shares
Shares
−77K
Strike price
3.75
Held after
1.25M
Exercisable
—
1/6/2020
Stock Option
Direct
Converts to
Common Stock
46K shares
Shares
−46K
Strike price
3.75
Held after
1.20M
Exercisable
—
1/6/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option Direct | Common Stock77K shares | 1/6/2020 | M · Option Exercise | −77K | 3.75 | — | 1.25M |
| Stock Option Direct | Common Stock46K shares | 1/6/2020 | M · Option Exercise | −46K | 3.75 | — | 1.20M |
Non-Derivative Holdings (Post-Transaction)3
Common Stock
IndirectShares owned100K
Common Stock
IndirectShares owned47.74K
Common Stock
IndirectShares owned11.50K
Total
159.24K indirect159.24K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 100K | Indirect |
| Common Stock | 47.74K | Indirect |
| Common Stock | 11.50K | Indirect |
| Total | 159.24K | 159.24K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported