MCKENNA JOHN M (EVP, Tompkins Bank of Castile) exercised options at TOMPKINS FINANCIAL CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 8/10/2026ACC: 0001005817-26-000118
Officer· EVP, Tompkins Bank of Castile
Since Aug 2018
-712.00
Net shares
Net seller
$70.3K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
802.00 acquired · 1.51K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+802.00
Price / share
$76.90
Trade value
$61.67K
% of position
4.9%
8/7/2026
16.48K→17.28K
Common Stock
Direct
Shares
−712.00
Price / share
$98.73
Trade value
$70.30K
% of position
4.1%
8/7/2026
17.28K→16.57K
Total
Net shares
+90.00
Net value
-$8.62K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 8/7/2026 | M · Option Exercise | +802.00 | $76.90 | $61.67K | 4.9% | 16.48K | 17.28K |
| Common Stock Direct | 8/7/2026 | F · Tax Withholding | −712.00 | $98.73 | $70.30K | 4.1% | 17.28K | 16.57K |
| Total | +90.00 | -$8.62K | ||||||
Derivative Transactions1
Stock Appreciation Rights (SAR)
Direct
Converts to
Common Stock
802.00 shares
Shares
−802.00
Strike price
76.90
Held after
0.00
Exercisable
—
8/7/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Appreciation Rights (SAR) Direct | Common Stock802.00 shares | 8/7/2026 | M · Option Exercise | −802.00 | 76.90 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)2
Common Stock
IndirectShares owned2.43K
Common Stock
IndirectShares owned135.04
Total
2.57K indirect2.57K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 2.43K | Indirect |
| Common Stock | 135.04 | Indirect |
| Total | 2.57K | 2.57K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported