MCKENNA JOHN M (EVP, Tompkins Bank of Castile) exercised options at TOMPKINS FINANCIAL CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 11/5/2025ACC: 0001005817-25-000057
Officer· EVP, Tompkins Bank of Castile
Since Aug 2018
-2.08K
Net shares
Net seller
$135.3K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
2.23K acquired · 4.32K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+2.23K
Price / share
$56.29
Trade value
$125.81K
% of position
14.9%
11/3/2025
15K→17.23K
Common Stock
Direct
Shares
−2.08K
Price / share
$64.88
Trade value
$135.27K
% of position
12.1%
11/3/2025
17.23K→15.15K
Total
Net shares
+150.00
Net value
-$9.47K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 11/3/2025 | M · Option Exercise | +2.23K | $56.29 | $125.81K | 14.9% | 15K | 17.23K |
| Common Stock Direct | 11/3/2025 | F · Tax Withholding | −2.08K | $64.88 | $135.27K | 12.1% | 17.23K | 15.15K |
| Total | +150.00 | -$9.47K | ||||||
Derivative Transactions1
Stock Appreciation Rights (SAR)
Direct
Converts to
Common Stock
2.23K shares
Shares
−2.23K
Strike price
56.29
Held after
0.00
Exercisable
—
11/3/2025
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Appreciation Rights (SAR) Direct | Common Stock2.23K shares | 11/3/2025 | M · Option Exercise | −2.23K | 56.29 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)2
Common Stock
IndirectShares owned131.39
Common Stock
IndirectShares owned2.28K
Total
2.41K indirect2.41K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 131.39 | Indirect |
| Common Stock | 2.28K | Indirect |
| Total | 2.41K | 2.41K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported