MCGRAW DEIRDRE DAVEY

PrivateCIK: 1389812

Location

MINNEAPOLIS, MN

MCGRAW DEIRDRE DAVEY enters AMERIPRISE FINANCIAL INC with 5.60K shares plus derivative instruments

Holding both equity and derivatives at entry signals strong long-term conviction in the company.

Direct Indirect Derivatives

MCGRAW DEIRDRE DAVEY

Filed: 6/12/2026ACC: 0001389812-26-000004

InsiderMCGRAW DEIRDRE DAVEYCIK 1389812

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IssuerAMERIPRISE FINANCIAL INCCIK 820027

Officer· EVP Mktg, Strat. & Comms.

Since Jun 2026

5.60K

Baseline shares

89% direct

4.96K

Direct ownership

1 position

19.49K

Derivative underlying

8 instruments

2

Security positions

634.52 indirect

Non-Derivative Holdings2

Common Stock

Direct

Shares owned4.96K

Common Stock

Indirect

Shares owned634.52

Total

4.96K direct·634.52 indirect5.60K

Security Title	Shares Owned	Ownership Type
Common Stock	4.96K	Direct
Common Stock	634.52	Indirect
Total	5.60K	4.96K direct·634.52 indirect

Derivative Holdings8

Employee Stock Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

1.96K

Shares owned

N/A

Exercise price

543.36

Expiration

—

Exercise window

—

Employee Stock Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

2.03K

Shares owned

N/A

Exercise price

165.41

Expiration

—

Exercise window

—

Employee Stock Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

2.02K

Shares owned

N/A

Exercise price

197.87

Expiration

—

Exercise window

—

Employee Stock Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

3.14K

Shares owned

N/A

Exercise price

298.09

Expiration

—

Exercise window

—

Employee Stock Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

2.49K

Shares owned

N/A

Exercise price

532.18

Expiration

—

Exercise window

—

Employee Stock Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

2.44K

Shares owned

N/A

Exercise price

391.40

Expiration

—

Exercise window

—

Phantom Stock

Direct

Underlying security

Common Stock

Underlying shares

2.65K

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Employee Stock Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

2.76K

Shares owned

N/A

Exercise price

344.45

Expiration

—

Exercise window

—

Total

Underlying

19.49K

Owned

0.00

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Employee Stock Option (right to buy) Direct	Common Stock	543.36	—	—	1.96K	N/A
Employee Stock Option (right to buy) Direct	Common Stock	165.41	—	—	2.03K	N/A
Employee Stock Option (right to buy) Direct	Common Stock	197.87	—	—	2.02K	N/A
Employee Stock Option (right to buy) Direct	Common Stock	298.09	—	—	3.14K	N/A
Employee Stock Option (right to buy) Direct	Common Stock	532.18	—	—	2.49K	N/A
Employee Stock Option (right to buy) Direct	Common Stock	391.40	—	—	2.44K	N/A
Phantom Stock Direct	Common Stock		—	—	2.65K	N/A
Employee Stock Option (right to buy) Direct	Common Stock	344.45	—	—	2.76K	N/A
Total					19.49K	0.00

MCGRAW DEIRDRE DAVEY — Initial Ownership Disclosure (Form 3) Filed Jun 12, 2026 | Finecho