MCGRATH KEVIN FRANCIS exercised options at LOWELL FARMS INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 1/4/2022ACC: 0001654954-22-000175
0.00
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
75K acquired · 75K disposed
Non-Derivative Transactions1
Subordinate Voting Shares
Direct
Shares
+75K
Price / share
—
Trade value
—
% of position
10.9%
12/31/2021
688K→763K
Total
Net shares
+75K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Subordinate Voting Shares Direct | 12/31/2021 | M · Option Exercise | +75K | — | — | 10.9% | 688K | 763K |
| Total | +75K | $0.00 | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Subordinate Voting Shares
75K shares
Shares
−75K
Strike price
Held after
0.00
Exercisable
—
12/31/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Subordinate Voting Shares75K shares | 12/31/2021 | M · Option Exercise | −75K | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)0
No non-derivative holdings reported
Derivative Holdings (Post-Transaction)3
Warrants (right to buy)
DirectUnderlying security
Subordinate Voting Shares
Underlying shares
5.02M
Shares owned
5.02M
Exercise price
0.28
Expiration
—
Exercise window
—
Warrants (right to buy)
DirectUnderlying security
Subordinate Voting Shares
Underlying shares
135K
Shares owned
135K
Exercise price
1.81
Expiration
—
Exercise window
—
Convertible Debenture of Indus Holdings Company
DirectUnderlying security
Subordinate Voting Shares
Underlying shares
5.02M
Shares owned
5.02M
Exercise price
0.2
Expiration
—
Exercise window
—
Total
Underlying
10.17M
Owned
10.17M
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Warrants (right to buy) Direct | Subordinate Voting Shares | 0.28 | — | — | 5.02M | 5.02M |
| Warrants (right to buy) Direct | Subordinate Voting Shares | 1.81 | — | — | 135K | 135K |
| Convertible Debenture of Indus Holdings Company Direct | Subordinate Voting Shares | 0.2 | — | — | 5.02M | 5.02M |
| Total | 10.17M | 10.17M | ||||