MCGRATH KEVIN FRANCIS enters LOWELL FARMS INC. with 688K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 5/11/2021ACC: 0001654954-21-005455
688K
Baseline shares
100% direct
688K
Direct ownership
1 position
10.24M
Derivative underlying
4 instruments
1
Security positions
All direct
Non-Derivative Holdings1
Subordinate Voting Shares
DirectShares owned688K
Total
688K direct688K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Subordinate Voting Shares | 688K | Direct |
| Total | 688K | 688K direct |
Derivative Holdings4
Restricted Stock Units
DirectUnderlying security
Subordinate Voting Shares
Underlying shares
75K
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Warrants (right to buy)
DirectUnderlying security
Subordinate Voting Shares
Underlying shares
135K
Shares owned
N/A
Exercise price
1.81
Expiration
—
Exercise window
—
Warrants (right to buy)
DirectUnderlying security
Subordinate Voting Shares
Underlying shares
5.02M
Shares owned
N/A
Exercise price
0.28
Expiration
—
Exercise window
—
Convertible Debenture of Indus Holding Company
DirectUnderlying security
Subordinate Voting Shares
Underlying shares
5.02M
Shares owned
N/A
Exercise price
0.20
Expiration
—
Exercise window
—
Total
Underlying
10.24M
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Subordinate Voting Shares | — | — | 75K | N/A | |
| Warrants (right to buy) Direct | Subordinate Voting Shares | 1.81 | — | — | 135K | N/A |
| Warrants (right to buy) Direct | Subordinate Voting Shares | 0.28 | — | — | 5.02M | N/A |
| Convertible Debenture of Indus Holding Company Direct | Subordinate Voting Shares | 0.20 | — | — | 5.02M | N/A |
| Total | 10.24M | 0.00 | ||||