MCGRANAHAN JOHN RUSSELL (General Counsel) exercised options at FOCUS FINANCIAL PARTNERS INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 1 exercise

MCGRANAHAN JOHN RUSSELL

Filed: 9/1/2023ACC: 0001104659-23-097897

InsiderMCGRANAHAN JOHN RUSSELLCIK 1796907

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IssuerFOCUS FINANCIAL PARTNERS INC.CIK 1651052

Officer· General Counsel

Since Dec 2019

-1.27M

Net shares

Net seller

$21.95M

Total sold

Open market trades

0B · 0S

Total transactions

826.25K acquired · 2.10M disposed

Non-Derivative Transactions2

Class A Common Stock, $0.01 par value

Direct

M · Option Exercise

+413.12K

Price / share

—

Trade value

—

% of position

41312.4%

8/31/2023

1K→414.12K

Class A Common Stock, $0.01 par value

Direct

D · Disposition

−414.12K

Price / share

$53.00

Trade value

$21.95M

% of position

New position

8/31/2023

414.12K→0.00

Total

Net shares

−1K

Net value

-$21.95M

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Class A Common Stock, $0.01 par value Direct	8/31/2023	M · Option Exercise	+413.12K	—	—	41312.4%	1K	414.12K
Class A Common Stock, $0.01 par value Direct	8/31/2023	D · Disposition	−414.12K	$53.00	$21.95M	New position	414.12K	0.00
Total			−1K		-$21.95M

Derivative Transactions14

Common Units in Focus Financial Partners, LLC

Direct

F · Tax Withholding

Converts to

Class A Common Stock, $0.01 par value

6.68K shares

−6.68K

Strike price

Held after

20.61K

Exercisable

—

8/31/2023

Common Units in Focus Financial Partners, LLC

Direct

J · J

Converts to

Class A Common Stock, $0.01 par value

−20.61K

Strike price

Held after

0.00

Exercisable

—

8/31/2023

Incentive Units in Focus Financial Partners, LLC

Direct

J · J

Converts to

Class A Common Stock, $0.01 par value

−47.11K

Strike price

21.00

Held after

139.31K

Exercisable

—

8/31/2023

Incentive Units in Focus Financial Partners, LLC

Indirect

J · J

Converts to

Class A Common Stock, $0.01 par value

−29.74K

Strike price

37.59

Held after

0.00

Exercisable

—

8/31/2023

Incentive Units in Focus Financial Partners, LLC

Direct

M · Option Exercise

Converts to

Common Units in Focus Financial Partners, LLC

110.07K shares

−291.68K

Strike price

33.00

Held after

208.32K

Exercisable

—

8/31/2023

Incentive Units in Focus Financial Partners, LLC

Direct

D · Disposition

Converts to

Class A Common Stock, $0.01 par value

−208.32K

Strike price

33.00

Held after

0.00

Exercisable

—

8/31/2023

Incentive Units in Focus Financial Partners, LLC

Direct

M · Option Exercise

Converts to

Common Units in Focus Financial Partners, LLC

84.11K shares

−139.31K

Strike price

21.00

Held after

0.00

Exercisable

—

8/31/2023

Incentive Units in Focus Financial Partners, LLC

Direct

M · Option Exercise

Converts to

Common Units in Focus Financial Partners, LLC

79.41K shares

−135.76K

Strike price

22.00

Held after

0.00

Exercisable

—

8/31/2023

Incentive Units in Focus Financial Partners, LLC

Direct

M · Option Exercise

Converts to

Common Units in Focus Financial Partners, LLC

55.75K shares

−120.60K

Strike price

28.50

Held after

0.00

Exercisable

—

8/31/2023

Incentive Units in Focus Financial Partners, LLC

Direct

M · Option Exercise

Converts to

Common Units in Focus Financial Partners, LLC

76.02K shares

−160.52K

Strike price

27.90

Held after

0.00

Exercisable

—

8/31/2023

Incentive Units in Focus Financial Partners, LLC

Direct

M · Option Exercise

Converts to

Common Units in Focus Financial Partners, LLC

7.77K shares

−49.66K

Strike price

44.71

Held after

0.00

Exercisable

—

8/31/2023

Common Units in Focus Financial Partners, LLC

Direct

M · Option Exercise

Converts to

Class A Common Stock, $0.01 par value

413.12K shares

+413.12K

Strike price

Held after

413.12K

Exercisable

—

8/31/2023

Common Units in Focus Financial Partners, LLC

Direct

M · Option Exercise

Converts to

Class A Common Stock, $0.01 par value

413.12K shares

−413.12K

Strike price

Held after

0.00

Exercisable

—

8/31/2023

Incentive Units in Focus Financial Partners, LLC

Indirect

D · Disposition

Converts to

Class A Common Stock, $0.01 par value

−58.70K

Strike price

58.50

Held after

0.00

Exercisable

—

8/31/2023

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Common Units in Focus Financial Partners, LLC Direct	Class A Common Stock, $0.01 par value6.68K shares	8/31/2023	F · Tax Withholding	−6.68K		—	20.61K
Common Units in Focus Financial Partners, LLC Direct	Class A Common Stock, $0.01 par value	8/31/2023	J · J	−20.61K		—	0.00
Incentive Units in Focus Financial Partners, LLC Direct	Class A Common Stock, $0.01 par value	8/31/2023	J · J	−47.11K	21.00	—	139.31K
Incentive Units in Focus Financial Partners, LLC Indirect	Class A Common Stock, $0.01 par value	8/31/2023	J · J	−29.74K	37.59	—	0.00
Incentive Units in Focus Financial Partners, LLC Direct	Common Units in Focus Financial Partners, LLC110.07K shares	8/31/2023	M · Option Exercise	−291.68K	33.00	—	208.32K
Incentive Units in Focus Financial Partners, LLC Direct	Class A Common Stock, $0.01 par value	8/31/2023	D · Disposition	−208.32K	33.00	—	0.00
Incentive Units in Focus Financial Partners, LLC Direct	Common Units in Focus Financial Partners, LLC84.11K shares	8/31/2023	M · Option Exercise	−139.31K	21.00	—	0.00
Incentive Units in Focus Financial Partners, LLC Direct	Common Units in Focus Financial Partners, LLC79.41K shares	8/31/2023	M · Option Exercise	−135.76K	22.00	—	0.00
Incentive Units in Focus Financial Partners, LLC Direct	Common Units in Focus Financial Partners, LLC55.75K shares	8/31/2023	M · Option Exercise	−120.60K	28.50	—	0.00
Incentive Units in Focus Financial Partners, LLC Direct	Common Units in Focus Financial Partners, LLC76.02K shares	8/31/2023	M · Option Exercise	−160.52K	27.90	—	0.00
Incentive Units in Focus Financial Partners, LLC Direct	Common Units in Focus Financial Partners, LLC7.77K shares	8/31/2023	M · Option Exercise	−49.66K	44.71	—	0.00
Common Units in Focus Financial Partners, LLC Direct	Class A Common Stock, $0.01 par value413.12K shares	8/31/2023	M · Option Exercise	+413.12K		—	413.12K
Common Units in Focus Financial Partners, LLC Direct	Class A Common Stock, $0.01 par value413.12K shares	8/31/2023	M · Option Exercise	−413.12K		—	0.00
Incentive Units in Focus Financial Partners, LLC Indirect	Class A Common Stock, $0.01 par value	8/31/2023	D · Disposition	−58.70K	58.50	—	0.00