Filed: 12/22/2022ACC: 0001104659-22-129539
Officer· General Counsel
Since Dec 2019
-757.00
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
1
Total transactions
757.00 disposed
Non-Derivative Transactions0
No non-derivative transactions reported
Derivative Transactions1
Common Units in Focus Financial Partners, LLC
Direct
Converts to
Class A Common Stock
757.00 shares
Shares
−757.00
Strike price
Held after
11.67K
Exercisable
—
12/22/2022
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Common Units in Focus Financial Partners, LLC Direct | Class A Common Stock757.00 shares | 12/22/2022 | F · Tax Withholding | −757.00 | — | 11.67K |
Non-Derivative Holdings (Post-Transaction)0
No non-derivative holdings reported
Derivative Holdings (Post-Transaction)3
Common Units in Focus Financial Partners, LLC
DirectUnderlying security
Class A Common Stock
Underlying shares
11.31K
Shares owned
11.31K
Exercise price
Expiration
—
Exercise window
—
Common Units in Focus Financial Partners, LLC
DirectUnderlying security
Class A Common Stock
Underlying shares
100.00
Shares owned
100.00
Exercise price
Expiration
—
Exercise window
—
Common Units in Focus Financial Partners, LLC
DirectUnderlying security
Class A Common Stock
Underlying shares
4.21K
Shares owned
4.21K
Exercise price
Expiration
—
Exercise window
—
Total
Underlying
15.62K
Owned
15.62K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Common Units in Focus Financial Partners, LLC Direct | Class A Common Stock | — | — | 11.31K | 11.31K | |
| Common Units in Focus Financial Partners, LLC Direct | Class A Common Stock | — | — | 100.00 | 100.00 | |
| Common Units in Focus Financial Partners, LLC Direct | Class A Common Stock | — | — | 4.21K | 4.21K | |
| Total | 15.62K | 15.62K | ||||