MCGAUGHY R KENT JR reported 6 transactions at APOLLO ENDOSURGERY, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 4/4/2023ACC: 0001140361-23-016441
Director10% Owner
Since Aug 2019
-6.22M
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
7
Total transactions
6.22M disposed
Non-Derivative Transactions6
Common Stock
Indirect
Shares
−675.18K
Price / share
—
Trade value
—
% of position
New position
4/4/2023
675.18K→0.00
Common Stock
Indirect
Shares
−1.31M
Price / share
—
Trade value
—
% of position
New position
4/4/2023
1.31M→0.00
Common Stock
Indirect
Shares
−3.69M
Price / share
—
Trade value
—
% of position
New position
4/4/2023
3.69M→0.00
Common Stock
Indirect
Shares
−45.59K
Price / share
—
Trade value
—
% of position
New position
4/4/2023
45.59K→0.00
Common Stock
Indirect
Shares
−63.67K
Price / share
—
Trade value
—
% of position
New position
4/4/2023
63.67K→0.00
Common Stock
Indirect
Shares
−400.68K
Price / share
—
Trade value
—
% of position
New position
4/4/2023
400.68K→0.00
Total
Net shares
−6.18M
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Indirect | 4/4/2023 | D · Disposition | −675.18K | — | — | New position | 675.18K | 0.00 |
| Common Stock Indirect | 4/4/2023 | D · Disposition | −1.31M | — | — | New position | 1.31M | 0.00 |
| Common Stock Indirect | 4/4/2023 | D · Disposition | −3.69M | — | — | New position | 3.69M | 0.00 |
| Common Stock Indirect | 4/4/2023 | D · Disposition | −45.59K | — | — | New position | 45.59K | 0.00 |
| Common Stock Indirect | 4/4/2023 | D · Disposition | −63.67K | — | — | New position | 63.67K | 0.00 |
| Common Stock Indirect | 4/4/2023 | D · Disposition | −400.68K | — | — | New position | 400.68K | 0.00 |
| Total | −6.18M | $0.00 | ||||||
Derivative Transactions1
Stock Option (Right to Buy)
Direct
Converts to
Common Stock
38.67K shares
Shares
−38.67K
Strike price
3.95
Held after
0.00
Exercisable
—
4/4/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Direct | Common Stock38.67K shares | 4/4/2023 | D · Disposition | −38.67K | 3.95 | — | 0.00 |