MCFARLANE GEOFFREY enters WINC, INC. with 1.09M shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Indirect Derivatives
Filed: 10/26/2021ACC: 0001104659-21-130190
DirectorOfficer10% Owner· Chief Executive Officer
Since Oct 2021
1.09M
Baseline shares
85% direct
931.82K
Direct ownership
1 position
4.77K
Derivative underlying
1 instrument
2
Security positions
158.21K indirect
Non-Derivative Holdings2
Common Stock
IndirectShares owned158.21K
Common Stock
DirectShares owned931.82K
Total
931.82K direct·158.21K indirect1.09M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 158.21K | Indirect |
| Common Stock | 931.82K | Direct |
| Total | 1.09M | 931.82K direct·158.21K indirect |
Derivative Holdings1
Series B-1 Preferred Stock
IndirectUnderlying security
Series B-1 Preferred Stock
Underlying shares
4.77K
Shares owned
N/A
Exercise price
0
Expiration
—
Exercise window
—
Total
Underlying
4.77K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Series B-1 Preferred Stock Indirect | Series B-1 Preferred Stock | 0 | — | — | 4.77K | N/A |
| Total | 4.77K | 0.00 | ||||