MCENTEE JAMES J III enters FINTECH ACQUISITION CORP. III with 15K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Indirect Derivatives
Filed: 11/15/2018ACC: 0001213900-18-015996
Officer· President and CFO
Since Nov 2018
15K
Baseline shares
0.00
Direct ownership
0 positions
527.50K
Derivative underlying
3 instruments
1
Security positions
15K indirect
Non-Derivative Holdings1
Class A Common Stock
IndirectShares owned15K
Total
15K indirect15K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Class A Common Stock | 15K | Indirect |
| Total | 15K | 15K indirect |
Derivative Holdings3
Class B Common Stock
IndirectUnderlying security
Class A Common Stock
Underlying shares
120K
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Class B Common Stock
IndirectUnderlying security
Class A Common Stock
Underlying shares
400K
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Warrants
IndirectUnderlying security
Class A Common Stock
Underlying shares
7.50K
Shares owned
N/A
Exercise price
11.5
Expiration
—
Exercise window
—
Total
Underlying
527.50K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Class B Common Stock Indirect | Class A Common Stock | — | — | 120K | N/A | |
| Class B Common Stock Indirect | Class A Common Stock | — | — | 400K | N/A | |
| Warrants Indirect | Class A Common Stock | 11.5 | — | — | 7.50K | N/A |
| Total | 527.50K | 0.00 | ||||