MCDERMUT MARTIN S

PrivateCIK: 1114333

Location

AUSTIN, TX

MCDERMUT MARTIN S (CFO and Secretary) exercised options at RESONANT INC

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 5 exercises

MCDERMUT MARTIN S

Filed: 12/3/2021ACC: 0001114333-21-000009

InsiderMCDERMUT MARTIN SCIK 1114333

→

IssuerRESONANT INCCIK 1579910

Officer· CFO and Secretary

Since Nov 2018

0.00

Net shares

Net seller

$0.00

Total acquired

0

Open market trades

0B · 0S

10

Total transactions

79.77K acquired · 79.77K disposed

Non-Derivative Transactions5

Common Stock

Direct

M · Option Exercise

Shares

+43.75K

Price / share

—

Trade value

—

% of position

23.2%

12/1/2021

188.65K→232.40K

Common Stock

Direct

M · Option Exercise

Shares

+1.92K

Price / share

—

Trade value

—

% of position

0.8%

12/1/2021

232.40K→234.32K

Common Stock

Direct

M · Option Exercise

Shares

+14.77K

Price / share

—

Trade value

—

% of position

6.3%

12/1/2021

234.32K→249.09K

Common Stock

Direct

M · Option Exercise

Shares

+11.83K

Price / share

—

Trade value

—

% of position

4.8%

12/1/2021

249.09K→260.92K

Common Stock

Direct

M · Option Exercise

Shares

+7.50K

Price / share

—

Trade value

—

% of position

2.9%

12/1/2021

260.92K→268.42K

Total

Net shares

+79.77K

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	12/1/2021	M · Option Exercise	+43.75K	—	—	23.2%	188.65K	232.40K
Common Stock Direct	12/1/2021	M · Option Exercise	+1.92K	—	—	0.8%	232.40K	234.32K
Common Stock Direct	12/1/2021	M · Option Exercise	+14.77K	—	—	6.3%	234.32K	249.09K
Common Stock Direct	12/1/2021	M · Option Exercise	+11.83K	—	—	4.8%	249.09K	260.92K
Common Stock Direct	12/1/2021	M · Option Exercise	+7.50K	—	—	2.9%	260.92K	268.42K
Total			+79.77K		$0.00

Derivative Transactions5

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

43.75K shares

Shares

−43.75K

Strike price

Held after

0.00

Exercisable

—

12/1/2021

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

1.92K shares

Shares

−1.92K

Strike price

Held after

1.92K

Exercisable

—

12/1/2021

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

14.77K shares

Shares

−14.77K

Strike price

Held after

29.54K

Exercisable

—

12/1/2021

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

11.83K shares

Shares

−11.83K

Strike price

Held after

35.50K

Exercisable

—

12/1/2021

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

7.50K shares

Shares

−7.50K

Strike price

Held after

15K

Exercisable

—

12/1/2021

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Restricted Stock Units Direct	Common Stock43.75K shares	12/1/2021	M · Option Exercise	−43.75K		—	0.00
Restricted Stock Units Direct	Common Stock1.92K shares	12/1/2021	M · Option Exercise	−1.92K		—	1.92K
Restricted Stock Units Direct	Common Stock14.77K shares	12/1/2021	M · Option Exercise	−14.77K		—	29.54K
Restricted Stock Units Direct	Common Stock11.83K shares	12/1/2021	M · Option Exercise	−11.83K		—	35.50K
Restricted Stock Units Direct	Common Stock7.50K shares	12/1/2021	M · Option Exercise	−7.50K		—	15K

Non-Derivative Holdings (Post-Transaction)1

Common Stock

Indirect

Shares owned3.40K

Total

3.40K indirect3.40K

Security Title	Shares Owned	Ownership Type
Common Stock	3.40K	Indirect
Total	3.40K	3.40K indirect

Derivative Holdings (Post-Transaction)0

No derivative holdings reported

MCDERMUT MARTIN S — Insider Transaction (Form 4) Filed Dec 3, 2021 | Finecho