MCDERMUT MARTIN S (CFO and Secretary) sold 11.8% of their position (22.02K shares) of RESONANT INC on the open market

Open‑market sale worth $47.9K — a moderate reduction. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 1 sale

MCDERMUT MARTIN S

Filed: 12/3/2020ACC: 0001114333-20-000011

InsiderMCDERMUT MARTIN SCIK 1114333

→

IssuerRESONANT INCCIK 1579910

Officer· CFO and Secretary

Since Nov 2018

-22.02K

Net shares

Net seller

$47.9K

Total sold

Open market trades

0B · 1S

Total transactions

60.44K acquired · 82.46K disposed

Non-Derivative Transactions4

Common Stock

Direct

M · Option Exercise

+43.75K

Price / share

—

Trade value

—

% of position

34.7%

12/1/2020

126.15K→169.90K

Common Stock

Direct

M · Option Exercise

+1.92K

Price / share

—

Trade value

—

% of position

1.1%

12/1/2020

169.90K→171.81K

Common Stock

Direct

M · Option Exercise

+14.77K

Price / share

—

Trade value

—

% of position

8.6%

12/1/2020

171.81K→186.59K

Common Stock

Direct

S · Sale

−22.02K

Price / share

$2.17

Trade value

$47.87K

% of position

11.8%

12/2/2020

186.59K→164.56K

Total

Net shares

+38.42K

Net value

-$47.87K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	12/1/2020	M · Option Exercise	+43.75K	—	—	34.7%	126.15K	169.90K
Common Stock Direct	12/1/2020	M · Option Exercise	+1.92K	—	—	1.1%	169.90K	171.81K
Common Stock Direct	12/1/2020	M · Option Exercise	+14.77K	—	—	8.6%	171.81K	186.59K
Common Stock Direct	12/2/2020	S · Sale	−22.02K	$2.17	$47.87K	11.8%	186.59K	164.56K
Total			+38.42K		-$47.87K

Derivative Transactions3

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

43.75K shares

−43.75K

Strike price

Held after

43.75K

Exercisable

—

12/1/2020

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

1.92K shares

−1.92K

Strike price

Held after

3.84K

Exercisable

—

12/1/2020

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

14.77K shares

−14.77K

Strike price

Held after

44.32K

Exercisable

—

12/1/2020

Security	Converts To	Date	Type	Shares	Exercisable	Held After
Restricted Stock Units Direct	Common Stock43.75K shares	12/1/2020	M · Option Exercise	−43.75K	—	43.75K
Restricted Stock Units Direct	Common Stock1.92K shares	12/1/2020	M · Option Exercise	−1.92K	—	3.84K
Restricted Stock Units Direct	Common Stock14.77K shares	12/1/2020	M · Option Exercise	−14.77K	—	44.32K

Non-Derivative Holdings (Post-Transaction)1

Common Stock

Indirect

Shares owned3.40K

Total

3.40K indirect3.40K

Security Title	Shares Owned	Ownership Type
Common Stock	3.40K	Indirect
Total	3.40K	3.40K indirect

Derivative Holdings (Post-Transaction)0

No derivative holdings reported