MCCARTY THOMAS (SVP, Chief Marketing Officer) exercised options at ZOVIO INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 3/31/2021ACC: 0001567619-21-007326
Officer· SVP, Chief Marketing Officer
Since Oct 2018
-9.91K
Net shares
Net seller
$42.1K
Total sold
0
Open market trades
0B · 0S
6
Total transactions
36.65K acquired · 46.56K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+36.65K
Price / share
—
Trade value
—
% of position
106.7%
3/29/2021
34.34K→70.99K
Common Stock
Direct
Shares
−9.91K
Price / share
$4.25
Trade value
$42.14K
% of position
14.0%
3/29/2021
70.99K→61.08K
Total
Net shares
+26.73K
Net value
-$42.14K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 3/29/2021 | M · Option Exercise | +36.65K | — | — | 106.7% | 34.34K | 70.99K |
| Common Stock Direct | 3/29/2021 | F · Tax Withholding | −9.91K | $4.25 | $42.14K | 14.0% | 70.99K | 61.08K |
| Total | +26.73K | -$42.14K | ||||||
Derivative Transactions4
Restricted Stock Unit
Direct
Converts to
Common Stock
2.37K shares
Shares
−2.37K
Strike price
Held after
0.00
Exercisable
—
3/29/2021
Restricted Stock Unit
Direct
Converts to
Common Stock
5.57K shares
Shares
−5.57K
Strike price
Held after
5.57K
Exercisable
—
3/29/2021
Restricted Stock Unit
Direct
Converts to
Common Stock
11.63K shares
Shares
−11.63K
Strike price
Held after
23.26K
Exercisable
—
3/29/2021
Restricted Stock Unit
Direct
Converts to
Common Stock
17.09K shares
Shares
−17.09K
Strike price
Held after
34.18K
Exercisable
—
3/29/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Unit Direct | Common Stock2.37K shares | 3/29/2021 | M · Option Exercise | −2.37K | — | 0.00 | |
| Restricted Stock Unit Direct | Common Stock5.57K shares | 3/29/2021 | M · Option Exercise | −5.57K | — | 5.57K | |
| Restricted Stock Unit Direct | Common Stock11.63K shares | 3/29/2021 | M · Option Exercise | −11.63K | — | 23.26K | |
| Restricted Stock Unit Direct | Common Stock17.09K shares | 3/29/2021 | M · Option Exercise | −17.09K | — | 34.18K |