MCCARTY THOMAS (SVP, Chief Marketing Officer) exercised options at ZOVIO INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 4/1/2020ACC: 0001567619-20-007322
Officer· SVP, Chief Marketing Officer
Since Oct 2018
-6.33K
Net shares
Net seller
$9.5K
Total sold
0
Open market trades
0B · 0S
5
Total transactions
19.56K acquired · 25.89K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+19.56K
Price / share
—
Trade value
—
% of position
289.6%
3/30/2020
6.75K→26.32K
Common Stock
Direct
Shares
−6.33K
Price / share
$1.50
Trade value
$9.49K
% of position
24.1%
3/30/2020
26.32K→19.98K
Total
Net shares
+13.23K
Net value
-$9.49K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 3/30/2020 | M · Option Exercise | +19.56K | — | — | 289.6% | 6.75K | 26.32K |
| Common Stock Direct | 3/30/2020 | F · Tax Withholding | −6.33K | $1.50 | $9.49K | 24.1% | 26.32K | 19.98K |
| Total | +13.23K | -$9.49K | ||||||
Derivative Transactions3
Restricted Stock Unit
Direct
Converts to
Common Stock
2.37K shares
Shares
−2.37K
Strike price
Held after
2.37K
Exercisable
—
3/30/2020
Restricted Stock Unit
Direct
Converts to
Common Stock
5.57K shares
Shares
−5.57K
Strike price
Held after
11.13K
Exercisable
—
3/30/2020
Restricted Stock Unit
Direct
Converts to
Common Stock
11.63K shares
Shares
−11.63K
Strike price
Held after
34.89K
Exercisable
—
3/30/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Unit Direct | Common Stock2.37K shares | 3/30/2020 | M · Option Exercise | −2.37K | — | 2.37K | |
| Restricted Stock Unit Direct | Common Stock5.57K shares | 3/30/2020 | M · Option Exercise | −5.57K | — | 11.13K | |
| Restricted Stock Unit Direct | Common Stock11.63K shares | 3/30/2020 | M · Option Exercise | −11.63K | — | 34.89K |