MCCARTHY TIMOTHY P (SVP & Chief Human Resources Of) exercised options at HERCULES SUB LLC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 3/10/2020ACC: 0001209191-20-017785
Officer· SVP & Chief Human Resources Of
Since Feb 2019
-18.96K
Net shares
Net seller
$6.5K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
77.88K acquired · 96.85K disposed
Non-Derivative Transactions2
COMMON STOCK
Direct
Shares
+77.88K
Price / share
—
Trade value
—
% of position
39.0%
3/6/2020
199.61K→277.49K
COMMON STOCK
Direct
Shares
−18.96K
Price / share
$0.34
Trade value
$6.49K
% of position
6.8%
3/6/2020
277.49K→258.53K
Total
Net shares
+58.92K
Net value
-$6.49K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK Direct | 3/6/2020 | M · Option Exercise | +77.88K | — | — | 39.0% | 199.61K | 277.49K |
| COMMON STOCK Direct | 3/6/2020 | F · Tax Withholding | −18.96K | $0.34 | $6.49K | 6.8% | 277.49K | 258.53K |
| Total | +58.92K | -$6.49K | ||||||
Derivative Transactions1
PHANTOM STOCK
Direct
Converts to
COMMON STOCK
77.88K shares
Shares
−77.88K
Strike price
Held after
155.77K
Exercisable
—
3/6/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| PHANTOM STOCK Direct | COMMON STOCK77.88K shares | 3/6/2020 | M · Option Exercise | −77.88K | — | 155.77K |