MCCARTHY TIMOTHY P (SVP & Chief Human Resources Of) exercised options at HERCULES SUB LLC

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 2 exercises

MCCARTHY TIMOTHY P

Filed: 2/20/2019ACC: 0001209191-19-011603

InsiderMCCARTHY TIMOTHY PCIK 1284407

→

IssuerHERCULES SUB LLCCIK 1131227

Officer· SVP & Chief Human Resources Of

Since Feb 2019

-96.88K

Net shares

Net seller

$114.0K

Total sold

Open market trades

0B · 0S

Total transactions

73.27K acquired · 170.15K disposed

Non-Derivative Transactions5

COMMON STOCK

Direct

M · Option Exercise

+13.27K

Price / share

—

Trade value

—

% of position

12.3%

2/15/2019

107.98K→121.25K

COMMON STOCK

Direct

D · Disposition

−13.27K

Price / share

$1.47

Trade value

$19.51K

% of position

10.9%

2/15/2019

121.35K→108.08K

COMMON STOCK

Direct

M · Option Exercise

+60K

Price / share

—

Trade value

—

% of position

55.5%

2/15/2019

108.08K→168.08K

COMMON STOCK

Direct

D · Disposition

−60K

Price / share

$1.47

Trade value

$88.19K

% of position

35.7%

2/15/2019

168.08K→108.08K

COMMON STOCK

Direct

F · Tax Withholding

−3.97K

Price / share

$1.59

Trade value

$6.31K

% of position

3.7%

2/15/2019

108.08K→104.11K

Total

Net shares

−3.97K

Net value

-$114.02K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
COMMON STOCK Direct	2/15/2019	M · Option Exercise	+13.27K	—	—	12.3%	107.98K	121.25K
COMMON STOCK Direct	2/15/2019	D · Disposition	−13.27K	$1.47	$19.51K	10.9%	121.35K	108.08K
COMMON STOCK Direct	2/15/2019	M · Option Exercise	+60K	—	—	55.5%	108.08K	168.08K
COMMON STOCK Direct	2/15/2019	D · Disposition	−60K	$1.47	$88.19K	35.7%	168.08K	108.08K
COMMON STOCK Direct	2/15/2019	F · Tax Withholding	−3.97K	$1.59	$6.31K	3.7%	108.08K	104.11K
Total			−3.97K		-$114.02K

Derivative Transactions3

PHANTOM STOCK

Direct

M · Option Exercise

Converts to

COMMON STOCK

13.27K shares

−13.27K

Strike price

Held after

0.00

Exercisable

—

2/15/2019

PHANTOM STOCK

Direct

M · Option Exercise

Converts to

COMMON STOCK

60K shares

−60K

Strike price

Held after

19.64K

Exercisable

—

2/15/2019

PHANTOM STOCK

Direct

D · Disposition

Converts to

COMMON STOCK

19.64K shares

−19.64K

Strike price

Held after

0.00

Exercisable

—

2/15/2019

Security	Converts To	Date	Type	Shares	Exercisable	Held After
PHANTOM STOCK Direct	COMMON STOCK13.27K shares	2/15/2019	M · Option Exercise	−13.27K	—	0.00
PHANTOM STOCK Direct	COMMON STOCK60K shares	2/15/2019	M · Option Exercise	−60K	—	19.64K
PHANTOM STOCK Direct	COMMON STOCK19.64K shares	2/15/2019	D · Disposition	−19.64K	—	0.00