MCCARTHY TIMOTHY P (SVP & Chief Human Resources Of) exercised options at HERCULES SUB LLC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 2/19/2019ACC: 0001209191-19-011166
Officer· SVP & Chief Human Resources Of
Since Feb 2019
-15.63K
Net shares
Net seller
$23.0K
Total sold
0
Open market trades
0B · 0S
4
Total transactions
11.56K acquired · 27.18K disposed
Non-Derivative Transactions3
COMMON STOCK
Direct
Shares
+11.56K
Price / share
—
Trade value
—
% of position
10.3%
2/14/2019
112.15K→123.71K
COMMON STOCK
Direct
Shares
−11.56K
Price / share
$1.44
Trade value
$16.64K
% of position
9.3%
2/14/2019
123.71K→112.15K
COMMON STOCK
Direct
Shares
−4.07K
Price / share
$1.57
Trade value
$6.39K
% of position
3.6%
2/14/2019
112.15K→108.08K
Total
Net shares
−4.07K
Net value
-$23.03K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK Direct | 2/14/2019 | M · Option Exercise | +11.56K | — | — | 10.3% | 112.15K | 123.71K |
| COMMON STOCK Direct | 2/14/2019 | D · Disposition | −11.56K | $1.44 | $16.64K | 9.3% | 123.71K | 112.15K |
| COMMON STOCK Direct | 2/14/2019 | F · Tax Withholding | −4.07K | $1.57 | $6.39K | 3.6% | 112.15K | 108.08K |
| Total | −4.07K | -$23.03K | ||||||
Derivative Transactions1
PHANTOM STOCK
Direct
Converts to
COMMON STOCK
11.56K shares
Shares
−11.56K
Strike price
Held after
11.56K
Exercisable
—
2/14/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| PHANTOM STOCK Direct | COMMON STOCK11.56K shares | 2/14/2019 | M · Option Exercise | −11.56K | — | 11.56K |