Filed: 11/16/2023ACC: 0001095449-23-000084
📋 What this filing means
MCCARTHY ASSET MANAGEMENT, INC. filed this quarterly 13F‑HR report disclosing 36 equity positions with a total reported market value of $136.28M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
36
Positions
$136.28M
Total AUM (reported)
2.18M
Total Shares
Allocation by class
ULTRA SHRT INC$31.42M23.1%
COM$22.47M16.5%
US DIVIDEND EQ$21.48M15.8%
DIV APP ETF$20.74M15.2%
US CORE EQUITY 2$5.35M3.9%
INTERNL DIVID$5.33M3.9%
US LCAP GR ETF$4.90M3.6%
Portfolio Concentration
Top 3$73.64M54.0%
4–10$39.72M29.1%
11–25$20.01M14.7%
Rest$2.91M2.1%
Top 3 weight
54.0%
Top 10 weight
83.2%
Voting Authority Distribution
Total shares with voting rights: 2.18M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.18M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole36
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings36
Rows:
J P MORGAN EXCHANGE TRADED F
SOLEShares626.08K
TypeSH
Market value$31.42M
23.05%
Sole
0.00
Shared
0.00
None
626.08K
SCHWAB STRATEGIC TR
SOLEShares303.54K
TypeSH
Market value$21.48M
15.76%
Sole
0.00
Shared
0.00
None
303.54K
VANGUARD SPECIALIZED FUNDS
SOLEShares133.49K
TypeSH
Market value$20.74M
15.22%
Sole
0.00
Shared
0.00
None
133.49K
GILEAD SCIENCES INC
SOLEShares131.57K
TypeSH
Market value$9.86M
7.23%
Sole
0.00
Shared
0.00
None
131.57K
APPLE INC
SOLEShares32.40K
TypeSH
Market value$5.55M
4.07%
Sole
0.00
Shared
0.00
None
32.40K
DIMENSIONAL ETF TRUST
SOLEShares204.19K
TypeSH
Market value$5.35M
3.93%
Sole
0.00
Shared
0.00
None
204.19K
SCHWAB STRATEGIC TR
SOLEShares231.89K
TypeSH
Market value$5.33M
3.91%
Sole
0.00
Shared
0.00
None
231.89K
SCHWAB STRATEGIC TR
SOLEShares67.32K
TypeSH
Market value$4.90M
3.59%
Sole
0.00
Shared
0.00
None
67.32K
VANGUARD STAR FDS
SOLEShares86.47K
TypeSH
Market value$4.63M
3.40%
Sole
0.00
Shared
0.00
None
86.47K
SCHWAB STRATEGIC TR
SOLEShares60.70K
TypeSH
Market value$4.11M
3.01%
Sole
0.00
Shared
0.00
None
60.70K
DIMENSIONAL ETF TRUST
SOLEShares140.71K
TypeSH
Market value$3.17M
2.33%
Sole
0.00
Shared
0.00
None
140.71K
ISHARES TR
SOLEShares11.49K
TypeSH
Market value$3.06M
2.24%
Sole
0.00
Shared
0.00
None
11.49K
SCHWAB STRATEGIC TR
SOLEShares46.41K
TypeSH
Market value$2.31M
1.70%
Sole
0.00
Shared
0.00
None
46.41K
JOHNSON & JOHNSON
SOLEShares14.40K
TypeSH
Market value$2.24M
1.65%
Sole
0.00
Shared
0.00
None
14.40K
TESLA INC
SOLEShares7.39K
TypeSH
Market value$1.85M
1.36%
Sole
0.00
Shared
0.00
None
7.39K
ALPHABET INC
SOLEShares13.68K
TypeSH
Market value$1.79M
1.31%
Sole
0.00
Shared
0.00
None
13.68K
MASTERCARD INCORPORATED
SOLEShares2.65K
TypeSH
Market value$1.05M
0.77%
Sole
0.00
Shared
0.00
None
2.65K
ISHARES TR
SOLEShares4.40K
TypeSH
Market value$1.03M
0.76%
Sole
0.00
Shared
0.00
None
4.40K
VISA INC
SOLEShares2.85K
TypeSH
Market value$655.1K
0.48%
Sole
0.00
Shared
0.00
None
2.85K
VANGUARD BD INDEX FDS
SOLEShares7.01K
TypeSH
Market value$526.7K
0.39%
Sole
0.00
Shared
0.00
None
7.01K
MICROSOFT CORP
SOLEShares1.67K
TypeSH
Market value$526.4K
0.39%
Sole
0.00
Shared
0.00
None
1.67K
ALPHABET INC
SOLEShares3.90K
TypeSH
Market value$514.6K
0.38%
Sole
0.00
Shared
0.00
None
3.90K
BOOKING HOLDINGS INC
SOLEShares141.00
TypeSH
Market value$434.8K
0.32%
Sole
0.00
Shared
0.00
None
141.00
WELLS FARGO CO NEW
SOLEShares10.44K
TypeSH
Market value$426.7K
0.31%
Sole
0.00
Shared
0.00
None
10.44K
ELI LILLY & CO
SOLEShares792.00
TypeSH
Market value$425.3K
0.31%
Sole
0.00
Shared
0.00
None
792.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
J P MORGAN EXCHANGE TRADED FSOLE | ULTRA SHRT INC | 626.08K | SH | $31.42M 23.05% | 0.00 | 0.00 | 626.08K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 303.54K | SH | $21.48M 15.76% | 0.00 | 0.00 | 303.54K |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 133.49K | SH | $20.74M 15.22% | 0.00 | 0.00 | 133.49K |
GILEAD SCIENCES INCSOLE | COM | 131.57K | SH | $9.86M 7.23% | 0.00 | 0.00 | 131.57K |
APPLE INCSOLE | COM | 32.40K | SH | $5.55M 4.07% | 0.00 | 0.00 | 32.40K |
DIMENSIONAL ETF TRUSTSOLE | US CORE EQUITY 2 | 204.19K | SH | $5.35M 3.93% | 0.00 | 0.00 | 204.19K |
SCHWAB STRATEGIC TRSOLE | INTERNL DIVID | 231.89K | SH | $5.33M 3.91% | 0.00 | 0.00 | 231.89K |
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 67.32K | SH | $4.90M 3.59% | 0.00 | 0.00 | 67.32K |
VANGUARD STAR FDSSOLE | VG TL INTL STK F | 86.47K | SH | $4.63M 3.40% | 0.00 | 0.00 | 86.47K |
SCHWAB STRATEGIC TRSOLE | US MID-CAP ETF | 60.70K | SH | $4.11M 3.01% | 0.00 | 0.00 | 60.70K |
DIMENSIONAL ETF TRUSTSOLE | WORLD EX US CORE | 140.71K | SH | $3.17M 2.33% | 0.00 | 0.00 | 140.71K |
ISHARES TRSOLE | RUS 1000 GRW ETF | 11.49K | SH | $3.06M 2.24% | 0.00 | 0.00 | 11.49K |
SCHWAB STRATEGIC TRSOLE | US BRD MKT ETF | 46.41K | SH | $2.31M 1.70% | 0.00 | 0.00 | 46.41K |
JOHNSON & JOHNSONSOLE | COM | 14.40K | SH | $2.24M 1.65% | 0.00 | 0.00 | 14.40K |
TESLA INCSOLE | COM | 7.39K | SH | $1.85M 1.36% | 0.00 | 0.00 | 7.39K |
ALPHABET INCSOLE | CAP STK CL A | 13.68K | SH | $1.79M 1.31% | 0.00 | 0.00 | 13.68K |
MASTERCARD INCORPORATEDSOLE | CL A | 2.65K | SH | $1.05M 0.77% | 0.00 | 0.00 | 2.65K |
ISHARES TRSOLE | RUS 1000 ETF | 4.40K | SH | $1.03M 0.76% | 0.00 | 0.00 | 4.40K |
VISA INCSOLE | COM CL A | 2.85K | SH | $655.1K 0.48% | 0.00 | 0.00 | 2.85K |
VANGUARD BD INDEX FDSSOLE | SHORT TRM BOND | 7.01K | SH | $526.7K 0.39% | 0.00 | 0.00 | 7.01K |
MICROSOFT CORPSOLE | COM | 1.67K | SH | $526.4K 0.39% | 0.00 | 0.00 | 1.67K |
ALPHABET INCSOLE | CAP STK CL C | 3.90K | SH | $514.6K 0.38% | 0.00 | 0.00 | 3.90K |
BOOKING HOLDINGS INCSOLE | COM | 141.00 | SH | $434.8K 0.32% | 0.00 | 0.00 | 141.00 |
WELLS FARGO CO NEWSOLE | COM | 10.44K | SH | $426.7K 0.31% | 0.00 | 0.00 | 10.44K |
ELI LILLY & COSOLE | COM | 792.00 | SH | $425.3K 0.31% | 0.00 | 0.00 | 792.00 |
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