MCCALLION ANNE (Chief Enterprise Ops Officer) received a stock award from PENNYMAC FINANCIAL SERVICES, INC.

Compensation award — not an open‑market transaction. Less informative as a directional signal.

A · 1 award

MCCALLION ANNE

Filed: 2/25/2022ACC: 0001127602-22-006904

InsiderMCCALLION ANNECIK 1232611

→

IssuerPENNYMAC FINANCIAL SERVICES, INC.CIK 1745916

DirectorOfficer· Chief Enterprise Ops Officer

Since Dec 2018

+2.54K

Net shares

Net buyer

$0.00

Total acquired

Open market trades

0B · 0S

Total transactions

2.54K acquired

Non-Derivative Transactions1

Common Stock

Direct

A · Award

+2.54K

Price / share

—

Trade value

—

% of position

119.5%

2/23/2022

2.12K→4.66K

Total

Net shares

+2.54K

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	2/23/2022	A · Award	+2.54K	—	—	119.5%	2.12K	4.66K
Total			+2.54K		$0.00

Derivative Transactions0

No derivative transactions reported

Non-Derivative Holdings (Post-Transaction)1

Common Stock

Indirect

Shares owned146.05K

Total

146.05K indirect146.05K

Security Title	Shares Owned	Ownership Type
Common Stock	146.05K	Indirect
Total	146.05K	146.05K indirect

Derivative Holdings (Post-Transaction)6

Nonstatutory Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

27.77K

Shares owned

27.77K

Exercise price

11.28

Expiration

—

Exercise window

—

Nonstatutory Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

17.20K

Shares owned

17.20K

Exercise price

24.40

Expiration

—

Exercise window

—

Nonstatutory Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

22.51K

Shares owned

22.51K

Exercise price

18.05

Expiration

—

Exercise window

—

Nonstatutory Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

28.22K

Shares owned

28.22K

Exercise price

17.26

Expiration

—

Exercise window

—

Nonstatutory Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

15.88K

Shares owned

15.88K

Exercise price

21.03

Expiration

—

Exercise window

—

Nonstatutory Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

23.83K

Shares owned

23.83K

Exercise price

17.52

Expiration

—

Exercise window

—

Total

Underlying

135.41K

Owned

135.41K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Nonstatutory Stock Option (Right to Buy) Direct	Common Stock	11.28	—	—	27.77K	27.77K
Nonstatutory Stock Option (Right to Buy) Direct	Common Stock	24.40	—	—	17.20K	17.20K
Nonstatutory Stock Option (Right to Buy) Direct	Common Stock	18.05	—	—	22.51K	22.51K
Nonstatutory Stock Option (Right to Buy) Direct	Common Stock	17.26	—	—	28.22K	28.22K
Nonstatutory Stock Option (Right to Buy) Direct	Common Stock	21.03	—	—	15.88K	15.88K
Nonstatutory Stock Option (Right to Buy) Direct	Common Stock	17.52	—	—	23.83K	23.83K
Total					135.41K	135.41K