MCANDREW JAMIE

PrivateCIK: 1991468

Location

WARRINGTON, PA

MCANDREW JAMIE enters WINDTREE THERAPEUTICS INC /DE/ with 10.23K shares plus derivative instruments

Holding both equity and derivatives at entry signals strong long-term conviction in the company.

Direct Indirect Derivatives

MCANDREW JAMIE

Filed: 9/5/2023ACC: 0001437749-23-025246

InsiderMCANDREW JAMIECIK 1991468

→

IssuerWINDTREE THERAPEUTICS INC /DE/CIK 946486

Officer· VP, Controller, & CAO

Since Aug 2023

10.23K

Baseline shares

100% direct

10.23K

Direct ownership

1 position

16.20K

Derivative underlying

8 instruments

2

Security positions

1.00 indirect

Non-Derivative Holdings2

Common Stock

Direct

Shares owned10.23K

Common Stock

Indirect

Shares owned1.00

Total

10.23K direct·1.00 indirect10.23K

Security Title	Shares Owned	Ownership Type
Common Stock	10.23K	Direct
Common Stock	1.00	Indirect
Total	10.23K	10.23K direct·1.00 indirect

Derivative Holdings8

Employee Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

400.00

Shares owned

N/A

Exercise price

272.0000

Expiration

—

Exercise window

—

Employee Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

15K

Shares owned

N/A

Exercise price

1.2100

Expiration

—

Exercise window

—

Employee Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

372.00

Shares owned

N/A

Exercise price

51.0000

Expiration

—

Exercise window

—

Employee Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

220.00

Shares owned

N/A

Exercise price

272.0000

Expiration

—

Exercise window

—

Employee Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

2.00

Shares owned

N/A

Exercise price

5310.0000

Expiration

—

Exercise window

—

Employee Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

200.00

Shares owned

N/A

Exercise price

592.5000

Expiration

—

Exercise window

—

Employee Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

5.00

Shares owned

N/A

Exercise price

3690.0000

Expiration

—

Exercise window

—

Employee Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

1.00

Shares owned

N/A

Exercise price

6990.0000

Expiration

—

Exercise window

—

Total

Underlying

16.20K

Owned

0.00

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Employee Stock Option (Right to Buy) Direct	Common Stock	272.0000	—	—	400.00	N/A
Employee Stock Option (Right to Buy) Direct	Common Stock	1.2100	—	—	15K	N/A
Employee Stock Option (Right to Buy) Direct	Common Stock	51.0000	—	—	372.00	N/A
Employee Stock Option (Right to Buy) Direct	Common Stock	272.0000	—	—	220.00	N/A
Employee Stock Option (Right to Buy) Direct	Common Stock	5310.0000	—	—	2.00	N/A
Employee Stock Option (Right to Buy) Direct	Common Stock	592.5000	—	—	200.00	N/A
Employee Stock Option (Right to Buy) Direct	Common Stock	3690.0000	—	—	5.00	N/A
Employee Stock Option (Right to Buy) Direct	Common Stock	6990.0000	—	—	1.00	N/A
Total					16.20K	0.00

MCANDREW JAMIE — Initial Ownership Disclosure (Form 3) Filed Sep 5, 2023 | Finecho