MCADAMS JOSEPH LLOYD reported 3 transactions at ANWORTH MORTGAGE ASSET CORP
Review the transaction codes below to understand the nature of each event.
Filed: 3/22/2021ACC: 0001179110-21-003642
Director
Since Mar 2019
-1.68M
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
5
Total transactions
1.68M disposed
Non-Derivative Transactions3
Common Stock
Direct
Shares
−1.40M
Price / share
—
Trade value
—
% of position
New position
3/19/2021
1.40M→0.00
Common Stock
Indirect
Shares
−41.50K
Price / share
—
Trade value
—
% of position
New position
3/19/2021
41.50K→0.00
Common Stock
Indirect
Shares
−33.70K
Price / share
—
Trade value
—
% of position
New position
3/19/2021
33.70K→0.00
Total
Net shares
−1.48M
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 3/19/2021 | D · Disposition | −1.40M | — | — | New position | 1.40M | 0.00 |
| Common Stock Indirect | 3/19/2021 | D · Disposition | −41.50K | — | — | New position | 41.50K | 0.00 |
| Common Stock Indirect | 3/19/2021 | D · Disposition | −33.70K | — | — | New position | 33.70K | 0.00 |
| Total | −1.48M | $0.00 | ||||||
Derivative Transactions2
Restricted Stock Unit
Direct
Converts to
Common Stock
197.18K shares
Shares
−197.18K
Strike price
Held after
0.00
Exercisable
—
3/19/2021
Series B Cumulative Convertible Preferred Stock
Direct
Converts to
Common Stock
41.70K shares
Shares
−6.70K
Strike price
Held after
0.00
Exercisable
—
3/19/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Unit Direct | Common Stock197.18K shares | 3/19/2021 | D · Disposition | −197.18K | — | 0.00 | |
| Series B Cumulative Convertible Preferred Stock Direct | Common Stock41.70K shares | 3/19/2021 | D · Disposition | −6.70K | — | 0.00 |