Filed: 3/12/2019ACC: 0001179110-19-003740
DirectorOfficer· CEO & President
Since Mar 2019
+6.70K
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
6.70K acquired
Non-Derivative Transactions0
No non-derivative transactions reported
Derivative Transactions2
Series B Cumulative Convertible Preferred Stock
Indirect
Converts to
Common Stock
18.41K shares
Shares
+3.50K
Strike price
10.50
Held after
3.50K
Exercisable
—
3/8/2019
Series B Cumulative Convertible Preferred Stock
Indirect
Converts to
Common Stock
16.83K shares
Shares
+3.20K
Strike price
10.50
Held after
6.70K
Exercisable
—
3/11/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Series B Cumulative Convertible Preferred Stock Indirect | Common Stock18.41K shares | 3/8/2019 | P · Purchase | +3.50K | 10.50 | — | 3.50K |
| Series B Cumulative Convertible Preferred Stock Indirect | Common Stock16.83K shares | 3/11/2019 | P · Purchase | +3.20K | 10.50 | — | 6.70K |
Non-Derivative Holdings (Post-Transaction)2
Common Stock
IndirectShares owned33.70K
Common Stock
DirectShares owned262.10K
Total
262.10K direct·33.70K indirect295.80K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 33.70K | Indirect |
| Common Stock | 262.10K | Direct |
| Total | 295.80K | 262.10K direct·33.70K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported