MAXWELL W KEITH III exercised options at VIA RENEWABLES, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 2 exercises

MAXWELL W KEITH III

Filed: 5/22/2023ACC: 0001209191-23-031428

InsiderMAXWELL W KEITH IIICIK 1582187

→

IssuerVIA RENEWABLES, INC.CIK 1606268

Director10% Owner

Since Jun 2018

+44.73K

Net shares

Net buyer

$183.4K

Total sold

Open market trades

0B · 0S

Total transactions

96.22K acquired · 51.49K disposed

Non-Derivative Transactions4

Class A Common Stock

Direct

M · Option Exercise

+27.35K

Price / share

—

Trade value

—

% of position

3.7%

5/18/2023

733.75K→761.10K

Class A Common Stock

Direct

F · Tax Withholding

−10.95K

Price / share

$12.46

Trade value

$136.41K

% of position

1.4%

5/18/2023

761.10K→750.15K

Class A Common Stock

Direct

M · Option Exercise

+9.42K

Price / share

—

Trade value

—

% of position

1.3%

5/18/2023

750.15K→759.57K

Class A Common Stock

Direct

F · Tax Withholding

−3.77K

Price / share

$12.46

Trade value

$47K

% of position

0.5%

5/18/2023

759.57K→755.80K

Total

Net shares

+22.05K

Net value

-$183.41K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Class A Common Stock Direct	5/18/2023	M · Option Exercise	+27.35K	—	—	3.7%	733.75K	761.10K
Class A Common Stock Direct	5/18/2023	F · Tax Withholding	−10.95K	$12.46	$136.41K	1.4%	761.10K	750.15K
Class A Common Stock Direct	5/18/2023	M · Option Exercise	+9.42K	—	—	1.3%	750.15K	759.57K
Class A Common Stock Direct	5/18/2023	F · Tax Withholding	−3.77K	$12.46	$47K	0.5%	759.57K	755.80K
Total			+22.05K		-$183.41K

Derivative Transactions3

Restricted Stock Unit

Direct

M · Option Exercise

Converts to

Class A Common Stock

27.35K shares

−27.35K

Strike price

Held after

0.00

Exercisable

—

5/18/2023

Restricted Stock Unit

Direct

M · Option Exercise

Converts to

Class A Common Stock

9.42K shares

−9.42K

Strike price

Held after

18.64K

Exercisable

—

5/18/2023

Restricted Stock Unit

Direct

A · Award

Converts to

Class A Common Stock

59.45K shares

+59.45K

Strike price

Held after

59.45K

Exercisable

—

5/18/2023

Security	Converts To	Date	Type	Shares	Exercisable	Held After
Restricted Stock Unit Direct	Class A Common Stock27.35K shares	5/18/2023	M · Option Exercise	−27.35K	—	0.00
Restricted Stock Unit Direct	Class A Common Stock9.42K shares	5/18/2023	M · Option Exercise	−9.42K	—	18.64K
Restricted Stock Unit Direct	Class A Common Stock59.45K shares	5/18/2023	A · Award	+59.45K	—	59.45K