MAXWELL W KEITH III exercised options at VIA RENEWABLES, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 2 exercises

MAXWELL W KEITH III

Filed: 5/20/2022ACC: 0001209191-22-030919

InsiderMAXWELL W KEITH IIICIK 1582187

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IssuerVIA RENEWABLES, INC.CIK 1606268

Director10% Owner

Since Jun 2018

+200.09K

Net shares

Net buyer

$391.9K

Total sold

Open market trades

0B · 0S

Total transactions

413.82K acquired · 213.73K disposed

Non-Derivative Transactions4

Class A Common Stock

Direct

M · Option Exercise

+42.07K

Price / share

—

Trade value

—

% of position

1.2%

5/18/2022

3.56M→3.60M

Class A Common Stock

Direct

F · Tax Withholding

−12.10K

Price / share

$8.21

Trade value

$99.34K

% of position

0.3%

5/18/2022

3.60M→3.58M

Class A Common Stock

Direct

M · Option Exercise

+123.92K

Price / share

—

Trade value

—

% of position

3.5%

5/18/2022

3.58M→3.71M

Class A Common Stock

Direct

F · Tax Withholding

−35.64K

Price / share

$8.21

Trade value

$292.60K

% of position

1.0%

5/18/2022

3.71M→3.67M

Total

Net shares

+118.25K

Net value

-$391.95K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Class A Common Stock Direct	5/18/2022	M · Option Exercise	+42.07K	—	—	1.2%	3.56M	3.60M
Class A Common Stock Direct	5/18/2022	F · Tax Withholding	−12.10K	$8.21	$99.34K	0.3%	3.60M	3.58M
Class A Common Stock Direct	5/18/2022	M · Option Exercise	+123.92K	—	—	3.5%	3.58M	3.71M
Class A Common Stock Direct	5/18/2022	F · Tax Withholding	−35.64K	$8.21	$292.60K	1.0%	3.71M	3.67M
Total			+118.25K		-$391.95K

Derivative Transactions4

Restricted Stock Unit

Direct

M · Option Exercise

Converts to

Class A Common Stock

42.07K shares

−42.07K

Strike price

Held after

126.21K

Exercisable

—

5/18/2022

Restricted Stock Unit

Direct

A · Award

Converts to

Class A Common Stock

123.92K shares

+123.92K

Strike price

Held after

123.92K

Exercisable

—

5/18/2022

Restricted Stock Unit

Direct

M · Option Exercise

Converts to

Class A Common Stock

123.92K shares

−123.92K

Strike price

Held after

0.00

Exercisable

—

5/18/2022

Restricted Stock Unit

Direct

A · Award

Converts to

Class A Common Stock

123.92K shares

+123.92K

Strike price

Held after

123.92K

Exercisable

—

5/18/2022

Security	Converts To	Date	Type	Shares	Exercisable	Held After
Restricted Stock Unit Direct	Class A Common Stock42.07K shares	5/18/2022	M · Option Exercise	−42.07K	—	126.21K
Restricted Stock Unit Direct	Class A Common Stock123.92K shares	5/18/2022	A · Award	+123.92K	—	123.92K
Restricted Stock Unit Direct	Class A Common Stock123.92K shares	5/18/2022	M · Option Exercise	−123.92K	—	0.00
Restricted Stock Unit Direct	Class A Common Stock123.92K shares	5/18/2022	A · Award	+123.92K	—	123.92K