MATTICS STEVEN C (Bank - Chief Lending Officer) exercised options at HAPPEN, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 2 exercises
Filed: 8/27/2026ACC: 0001409970-26-000184
Officer· Bank - Chief Lending Officer
Since Mar 2026
-13.70K
Net shares
Net seller
$250.0K
Total sold
0
Open market trades
0B · 0S
5
Total transactions
27.21K acquired · 40.91K disposed
Non-Derivative Transactions3
Common Stock
Direct
Shares
+21.03K
Price / share
—
Trade value
—
% of position
40.7%
8/25/2026
51.74K→72.77K
Common Stock
Direct
Shares
+6.18K
Price / share
—
Trade value
—
% of position
8.5%
8/25/2026
72.77K→78.95K
Common Stock
Direct
Shares
−13.70K
Price / share
$18.25
Trade value
$249.97K
% of position
17.3%
8/25/2026
78.95K→65.25K
Total
Net shares
+13.52K
Net value
-$249.97K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 8/25/2026 | M · Option Exercise | +21.03K | — | — | 40.7% | 51.74K | 72.77K |
| Common Stock Direct | 8/25/2026 | M · Option Exercise | +6.18K | — | — | 8.5% | 72.77K | 78.95K |
| Common Stock Direct | 8/25/2026 | F · Tax Withholding | −13.70K | $18.25 | $249.97K | 17.3% | 78.95K | 65.25K |
| Total | +13.52K | -$249.97K | ||||||
Derivative Transactions2
Restricted Stock Unit (RSU)
Direct
Converts to
Common Stock
21.03K shares
Shares
−21.03K
Strike price
0
Held after
147.24K
Exercisable
—
8/25/2026
Restricted Stock Unit (RSU)
Direct
Converts to
Common Stock
6.18K shares
Shares
−6.18K
Strike price
0
Held after
61.80K
Exercisable
—
8/25/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Unit (RSU) Direct | Common Stock21.03K shares | 8/25/2026 | M · Option Exercise | −21.03K | 0 | — | 147.24K |
| Restricted Stock Unit (RSU) Direct | Common Stock6.18K shares | 8/25/2026 | M · Option Exercise | −6.18K | 0 | — | 61.80K |