MATTAI NAN

PrivateCIK: 1305744
Location

CEDAR RAPIDS, IA

MATTAI NAN (Sr VP, Engineering & Info Tech) reported 3 transactions at ROCKWELL COLLINS INC

Review the transaction codes below to understand the nature of each event.

InsiderMATTAI NANCIK 1305744
IssuerROCKWELL COLLINS INCCIK 1137411
Officer· Sr VP, Engineering & Info Tech
Since Oct 2018
-71.99K
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
7
Total transactions
71.99K disposed
Non-Derivative Transactions3

Common Stock

Direct
D · Disposition

Shares

19.61K

Price / share

Trade value

% of position

New position
11/26/2018
19.61K0.00

Common Stock

Indirect
D · Disposition

Shares

6.16K

Price / share

Trade value

% of position

New position
11/26/2018
6.16K0.00

Common Stock

Indirect
D · Disposition

Shares

710.00

Price / share

Trade value

% of position

New position
11/26/2018
710.000.00
Total

Net shares

26.48K

Net value

$0.00

Derivative Transactions4

Stock Option (Right to Buy)

Direct
M · Option Exercise
Converts to

Common Stock

10.30K shares

Shares

10.30K

Strike price

83.69

Held after

0.00

Exercisable

11/26/2018

Stock Option (Right to Buy)

Direct
M · Option Exercise
Converts to

Common Stock

12.70K shares

Shares

12.70K

Strike price

86.75

Held after

0.00

Exercisable

11/26/2018

Stock Option (Right to Buy)

Direct
M · Option Exercise
Converts to

Common Stock

14.60K shares

Shares

14.60K

Strike price

88.71

Held after

0.00

Exercisable

11/26/2018

Phantom Stock

Indirect
M · Option Exercise
Converts to

Common Stock

7.91K shares

Shares

7.91K

Strike price

Held after

0.00

Exercisable

11/26/2018
MATTAI NAN — Insider Transaction (Form 4) Filed Nov 28, 2018 | Finecho