MATLIN DAVID J (Chief Financial Officer) reported 1 transaction at TRISALUS LIFE SCIENCES, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 8/14/2023ACC: 0001209191-23-045693
DirectorOfficer10% Owner· Chief Financial Officer
Since Dec 2020
+2.31M
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
2.31M acquired
Non-Derivative Transactions1
Common Stock
Direct
Shares
+931.90K
Price / share
—
Trade value
—
% of position
New position
8/10/2023
0.00→931.90K
Total
Net shares
+931.90K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 8/10/2023 | J · J | +931.90K | — | — | New position | 0.00 | 931.90K |
| Total | +931.90K | $0.00 | ||||||
Derivative Transactions3
Redeemable Warrants
Direct
Converts to
Common Stock
1.24M shares
Shares
+1.24M
Strike price
11.50
Held after
1.24M
Exercisable
—
8/10/2023
Stock Option (right to buy)
Direct
Converts to
Common Stock
35K shares
Shares
+35K
Strike price
11.34
Held after
35K
Exercisable
—
8/10/2023
Series A Preferred Stock
Direct
Converts to
Common Stock
100K shares
Shares
+100K
Strike price
10.00
Held after
100K
Exercisable
—
8/10/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Redeemable Warrants Direct | Common Stock1.24M shares | 8/10/2023 | J · J | +1.24M | 11.50 | — | 1.24M |
| Stock Option (right to buy) Direct | Common Stock35K shares | 8/10/2023 | A · Award | +35K | 11.34 | — | 35K |
| Series A Preferred Stock Direct | Common Stock100K shares | 8/10/2023 | A · Award | +100K | 10.00 | — | 100K |