MATHIS SCOTT L (President, CEO, Chair. & Dir.) exercised options at GAUCHO GROUP HOLDINGS, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 1/3/2024ACC: 0001493152-24-000251
DirectorOfficer10% Owner· President, CEO, Chair. & Dir.
Since Jun 2018
0.00
Net shares
Net seller
$60.6K
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
5.43K acquired · 5.43K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+5.43K
Price / share
$11.16
Trade value
$60.55K
% of position
23.7%
12/31/2023
22.86K→28.28K
Total
Net shares
+5.43K
Net value
$60.55K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 12/31/2023 | M · Option Exercise | +5.43K | $11.16 | $60.55K | 23.7% | 22.86K | 28.28K |
| Total | +5.43K | $60.55K | ||||||
Derivative Transactions1
Restricted Stock Unit
Direct
Converts to
Common Stock
5.43K shares
Shares
−5.43K
Strike price
11.16
Held after
5.43K
Exercisable
—
12/31/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Unit Direct | Common Stock5.43K shares | 12/31/2023 | M · Option Exercise | −5.43K | 11.16 | — | 5.43K |
Non-Derivative Holdings (Post-Transaction)3
Common Stock
IndirectShares owned1.03K
Common Stock
IndirectShares owned2.59K
Common Stock
IndirectShares owned10.70K
Total
14.32K indirect14.32K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 1.03K | Indirect |
| Common Stock | 2.59K | Indirect |
| Common Stock | 10.70K | Indirect |
| Total | 14.32K | 14.32K indirect |
Derivative Holdings (Post-Transaction)2
Stock Option
DirectUnderlying security
Common Stock
Underlying shares
1.23K
Shares owned
1.23K
Exercise price
693.60
Expiration
—
Exercise window
—
Stock Option
DirectUnderlying security
Common Stock
Underlying shares
250.00
Shares owned
250.00
Exercise price
693.60
Expiration
—
Exercise window
—
Total
Underlying
1.48K
Owned
1.48K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Option Direct | Common Stock | 693.60 | — | — | 1.23K | 1.23K |
| Stock Option Direct | Common Stock | 693.60 | — | — | 250.00 | 250.00 |
| Total | 1.48K | 1.48K | ||||