MATHIS SCOTT L (President, CEO, Chair. & Dir.) received a stock award from GAUCHO GROUP HOLDINGS, INC.

Compensation award — not an open‑market transaction. Less informative as a directional signal.

A · 1 award

MATHIS SCOTT L

Filed: 1/25/2023ACC: 0001493152-23-002523

InsiderMATHIS SCOTT LCIK 1079963

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IssuerGAUCHO GROUP HOLDINGS, INC.CIK 1559998

DirectorOfficer10% Owner· President, CEO, Chair. & Dir.

Since Jun 2018

+6.69K

Net shares

Net buyer

$153.5K

Total acquired

Open market trades

0B · 0S

Total transactions

73.19K acquired · 66.50K disposed

Non-Derivative Transactions3

Common Stock

Direct

M · Option Exercise

+10.57K

Price / share

$7.50

Trade value

$79.28K

% of position

6.5%

12/18/2022

163.72K→174.29K

Common Stock

Direct

M · Option Exercise

+54.26K

Price / share

$1.16

Trade value

$62.94K

% of position

31.1%

12/31/2022

174.29K→228.55K

Common Stock

Indirect

A · Award

+8.36K

Price / share

$1.35

Trade value

$11.29K

% of position

438.6%

1/23/2023

1.91K→10.27K

Total

Net shares

+73.19K

Net value

$153.50K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	12/18/2022	M · Option Exercise	+10.57K	$7.50	$79.28K	6.5%	163.72K	174.29K
Common Stock Direct	12/31/2022	M · Option Exercise	+54.26K	$1.16	$62.94K	31.1%	174.29K	228.55K
Common Stock Indirect	1/23/2023	A · Award	+8.36K	$1.35	$11.29K	438.6%	1.91K	10.27K
Total			+73.19K		$153.50K

Derivative Transactions3

Stock Option

Direct

J · J

Converts to

Common Stock

1.67K shares

−1.67K

Strike price

198.00

Held after

0.00

Exercisable

—

12/17/2022

Restricted Stock Unit

Direct

M · Option Exercise

Converts to

Common Stock

10.57K shares

−10.57K

Strike price

7.50

Held after

0.00

Exercisable

—

12/18/2022

Restricted Stock Unit

Direct

M · Option Exercise

Converts to

Common Stock

54.26K shares

−54.26K

Strike price

1.16

Held after

108.52K

Exercisable

—

12/31/2022

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Stock Option Direct	Common Stock1.67K shares	12/17/2022	J · J	−1.67K	198.00	—	0.00
Restricted Stock Unit Direct	Common Stock10.57K shares	12/18/2022	M · Option Exercise	−10.57K	7.50	—	0.00
Restricted Stock Unit Direct	Common Stock54.26K shares	12/31/2022	M · Option Exercise	−54.26K	1.16	—	108.52K

Non-Derivative Holdings (Post-Transaction)2

Common Stock

Indirect

Shares owned20.99K

Common Stock

Indirect

Shares owned106.95K

Total

127.94K indirect127.94K

Security Title	Shares Owned	Ownership Type
Common Stock	20.99K	Indirect
Common Stock	106.95K	Indirect
Total	127.94K	127.94K indirect

Derivative Holdings (Post-Transaction)4

Stock Option

Direct

Underlying security

Common Stock

Underlying shares

5.56K

Shares owned

5.56K

Exercise price

138.60

Expiration

—

Exercise window

—

Stock Option

Direct

Underlying security

Common Stock

Underlying shares

2.50K

Shares owned

2.50K

Exercise price

69.36

Expiration

—

Exercise window

—

Stock Option

Direct

Underlying security

Common Stock

Underlying shares

4.03K

Shares owned

4.03K

Exercise price

97.08

Expiration

—

Exercise window

—

Stock Option

Direct

Underlying security

Common Stock

Underlying shares

12.28K

Shares owned

12.28K

Exercise price

69.36

Expiration

—

Exercise window

—

Total

Underlying

24.36K

Owned

24.36K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Stock Option Direct	Common Stock	138.60	—	—	5.56K	5.56K
Stock Option Direct	Common Stock	69.36	—	—	2.50K	2.50K
Stock Option Direct	Common Stock	97.08	—	—	4.03K	4.03K
Stock Option Direct	Common Stock	69.36	—	—	12.28K	12.28K
Total					24.36K	24.36K