MATHIS SCOTT L (President, CEO, Chair. & Dir.) received a stock award from GAUCHO GROUP HOLDINGS, INC.

Compensation award — not an open‑market transaction. Less informative as a directional signal.

A · 1 award

MATHIS SCOTT L

Filed: 11/2/2022ACC: 0001493152-22-030190

InsiderMATHIS SCOTT LCIK 1079963

→

IssuerGAUCHO GROUP HOLDINGS, INC.CIK 1559998

DirectorOfficer10% Owner· President, CEO, Chair. & Dir.

Since Jun 2018

0.00

Net shares

Net seller

$80.6K

Total acquired

Open market trades

0B · 0S

Total transactions

129K acquired · 129K disposed

Non-Derivative Transactions1

Common Stock

Direct

A · Award

+129K

Price / share

$0.63

Trade value

$80.62K

% of position

7.0%

9/18/2022

1.83M→1.96M

Total

Net shares

+129K

Net value

$80.62K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	9/18/2022	A · Award	+129K	$0.63	$80.62K	7.0%	1.83M	1.96M
Total			+129K		$80.62K

Derivative Transactions1

Restricted Stock Unit

Direct

J · J

Converts to

Common Stock

129K shares

−129K

Strike price

0.625

Held after

129K

Exercisable

—

9/18/2022

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Restricted Stock Unit Direct	Common Stock129K shares	9/18/2022	J · J	−129K	0.625	—	129K

Non-Derivative Holdings (Post-Transaction)3

Common Stock

Indirect

Shares owned22.87K

Common Stock

Indirect

Shares owned251.83K

Common Stock

Indirect

Shares owned1.28M

Total

1.56M indirect1.56M

Security Title	Shares Owned	Ownership Type
Common Stock	22.87K	Indirect
Common Stock	251.83K	Indirect
Common Stock	1.28M	Indirect
Total	1.56M	1.56M indirect

Derivative Holdings (Post-Transaction)5

Stock Option

Direct

Underlying security

Common Stock

Underlying shares

30K

Shares owned

30K

Exercise price

5.78

Expiration

—

Exercise window

—

Stock Option

Direct

Underlying security

Common Stock

Underlying shares

48.33K

Shares owned

48.33K

Exercise price

8.09

Expiration

—

Exercise window

—

Stock Option

Direct

Underlying security

Common Stock

Underlying shares

147.33K

Shares owned

147.33K

Exercise price

5.78

Expiration

—

Exercise window

—

Stock Option

Direct

Underlying security

Common Stock

Underlying shares

20K

Shares owned

20K

Exercise price

16.50

Expiration

—

Exercise window

—

Stock Option

Direct

Underlying security

Common Stock

Underlying shares

66.67K

Shares owned

66.67K

Exercise price

11.55

Expiration

—

Exercise window

—

Total

Underlying

312.33K

Owned

312.33K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Stock Option Direct	Common Stock	5.78	—	—	30K	30K
Stock Option Direct	Common Stock	8.09	—	—	48.33K	48.33K
Stock Option Direct	Common Stock	5.78	—	—	147.33K	147.33K
Stock Option Direct	Common Stock	16.50	—	—	20K	20K
Stock Option Direct	Common Stock	11.55	—	—	66.67K	66.67K
Total					312.33K	312.33K