MATHIS SCOTT L (President, CEO, Chair. & Dir.) received a stock award from GAUCHO GROUP HOLDINGS, INC.

Compensation award — not an open‑market transaction. Less informative as a directional signal.

A · 1 award

MATHIS SCOTT L

Filed: 11/1/2021ACC: 0001493152-21-026871

InsiderMATHIS SCOTT LCIK 1079963

→

IssuerGAUCHO GROUP HOLDINGS, INC.CIK 1559998

DirectorOfficer10% Owner· President, CEO, Chair. & Dir.

Since Jun 2018

+522.00

Net shares

Net buyer

$0.00

Total acquired

Open market trades

0B · 0S

Total transactions

522.00 acquired

Non-Derivative Transactions1

Common Stock

Indirect

A · Award

+522.00

Price / share

—

Trade value

—

% of position

3.0%

7/6/2021

17.47K→17.99K

Total

Net shares

+522.00

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Indirect	7/6/2021	A · Award	+522.00	—	—	3.0%	17.47K	17.99K
Total			+522.00		$0.00

Derivative Transactions0

No derivative transactions reported

Non-Derivative Holdings (Post-Transaction)2

Common Stock

Indirect

Shares owned251.83K

Common Stock

Direct

Shares owned23.77K

Total

23.77K direct·251.83K indirect275.60K

Security Title	Shares Owned	Ownership Type
Common Stock	251.83K	Indirect
Common Stock	23.77K	Direct
Total	275.60K	23.77K direct·251.83K indirect

Derivative Holdings (Post-Transaction)5

Stock Option

Direct

Underlying security

Common Stock

Underlying shares

30K

Shares owned

30K

Exercise price

5.78

Expiration

—

Exercise window

—

Stock Option

Direct

Underlying security

Common Stock

Underlying shares

20K

Shares owned

20K

Exercise price

16.50

Expiration

—

Exercise window

—

Stock Option

Direct

Underlying security

Common Stock

Underlying shares

66.67K

Shares owned

66.67K

Exercise price

11.55

Expiration

—

Exercise window

—

Stock Option

Direct

Underlying security

Common Stock

Underlying shares

48.33K

Shares owned

48.33K

Exercise price

8.09

Expiration

—

Exercise window

—

Stock Option

Direct

Underlying security

Common Stock

Underlying shares

147.33K

Shares owned

147.33K

Exercise price

5.78

Expiration

—

Exercise window

—

Total

Underlying

312.33K

Owned

312.33K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Stock Option Direct	Common Stock	5.78	—	—	30K	30K
Stock Option Direct	Common Stock	16.50	—	—	20K	20K
Stock Option Direct	Common Stock	11.55	—	—	66.67K	66.67K
Stock Option Direct	Common Stock	8.09	—	—	48.33K	48.33K
Stock Option Direct	Common Stock	5.78	—	—	147.33K	147.33K
Total					312.33K	312.33K