MATHIS SCOTT L (President, CEO, Chair. & Dir.) received a stock award from GAUCHO GROUP HOLDINGS, INC.

Compensation award — not an open‑market transaction. Less informative as a directional signal.

A · 1 award

MATHIS SCOTT L

Filed: 1/25/2021ACC: 0001493152-21-001758

InsiderMATHIS SCOTT LCIK 1079963

→

IssuerGAUCHO GROUP HOLDINGS, INC.CIK 1559998

DirectorOfficer10% Owner· President, CEO, Chair. & Dir.

Since Jun 2018

+6.78K

Net shares

Net buyer

$3.8K

Total acquired

Open market trades

0B · 0S

Total transactions

6.78K acquired

Non-Derivative Transactions1

Common Stock

Indirect

A · Award

+6.78K

Price / share

$0.56

Trade value

$3.78K

% of position

2.9%

10/23/2020

234.24K→241.03K

Total

Net shares

+6.78K

Net value

$3.78K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Indirect	10/23/2020	A · Award	+6.78K	$0.56	$3.78K	2.9%	234.24K	241.03K
Total			+6.78K		$3.78K

Derivative Transactions0

No derivative transactions reported

Non-Derivative Holdings (Post-Transaction)3

Common Stock

Direct

Shares owned558.36K

Series B Preferred Stock

Indirect

Shares owned2.10K

Common Stock

Indirect

Shares owned3.78M

Total

558.36K direct·3.78M indirect4.34M

Security Title	Shares Owned	Ownership Type
Common Stock	558.36K	Direct
Series B Preferred Stock	2.10K	Indirect
Common Stock	3.78M	Indirect
Total	4.34M	558.36K direct·3.78M indirect

Derivative Holdings (Post-Transaction)5

Stock Option

Direct

Underlying security

Common Stock

Underlying shares

450K

Shares owned

450K

Exercise price

0.385

Expiration

—

Exercise window

—

Stock Option

Direct

Underlying security

Common Stock

Underlying shares

725K

Shares owned

725K

Exercise price

0.539

Expiration

—

Exercise window

—

Stock Option

Direct

Underlying security

Common Stock

Underlying shares

Shares owned

Exercise price

0.77

Expiration

—

Exercise window

—

Stock Option

Direct

Underlying security

Common Stock

Underlying shares

300K

Shares owned

300K

Exercise price

1.10

Expiration

—

Exercise window

—

Stock Option

Direct

Underlying security

Common Stock

Underlying shares

2.21M

Shares owned

2.21M

Exercise price

0.385

Expiration

—

Exercise window

—

Total

Underlying

4.68M

Owned

4.68M

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Stock Option Direct	Common Stock	0.385	—	—	450K	450K
Stock Option Direct	Common Stock	0.539	—	—	725K	725K
Stock Option Direct	Common Stock	0.77	—	—	1M	1M
Stock Option Direct	Common Stock	1.10	—	—	300K	300K
Stock Option Direct	Common Stock	0.385	—	—	2.21M	2.21M
Total					4.68M	4.68M