MATHIS SCOTT L (President, CEO, Chair. & Dir.) received a stock award from GAUCHO GROUP HOLDINGS, INC.

Compensation award — not an open‑market transaction. Less informative as a directional signal.

A · 1 award

MATHIS SCOTT L

Filed: 10/21/2020ACC: 0001493152-20-019708

InsiderMATHIS SCOTT LCIK 1079963

→

IssuerGAUCHO GROUP HOLDINGS, INC.CIK 1559998

DirectorOfficer10% Owner· President, CEO, Chair. & Dir.

Since Jun 2018

+29.44K

Net shares

Net buyer

$10.9K

Total acquired

Open market trades

0B · 0S

Total transactions

29.44K acquired

Non-Derivative Transactions1

Common Stock

Indirect

A · Award

+29.44K

Price / share

$0.37

Trade value

$10.89K

% of position

14.4%

10/3/2020

204.80K→234.24K

Total

Net shares

+29.44K

Net value

$10.89K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Indirect	10/3/2020	A · Award	+29.44K	$0.37	$10.89K	14.4%	204.80K	234.24K
Total			+29.44K		$10.89K

Derivative Transactions0

No derivative transactions reported

Non-Derivative Holdings (Post-Transaction)3

Series B Preferred Stock

Indirect

Shares owned2.10K

Common Stock

Indirect

Shares owned3.78M

Common Stock

Direct

Shares owned558.36K

Total

558.36K direct·3.78M indirect4.34M

Security Title	Shares Owned	Ownership Type
Series B Preferred Stock	2.10K	Indirect
Common Stock	3.78M	Indirect
Common Stock	558.36K	Direct
Total	4.34M	558.36K direct·3.78M indirect

Derivative Holdings (Post-Transaction)5

Stock Option

Direct

Underlying security

Common Stock

Underlying shares

300K

Shares owned

300K

Exercise price

1.10

Expiration

—

Exercise window

—

Stock Option

Direct

Underlying security

Common Stock

Underlying shares

2.21M

Shares owned

2.21M

Exercise price

0.385

Expiration

—

Exercise window

—

Stock Option

Direct

Underlying security

Common Stock

Underlying shares

450K

Shares owned

450K

Exercise price

0.385

Expiration

—

Exercise window

—

Stock Option

Direct

Underlying security

Common Stock

Underlying shares

725K

Shares owned

725K

Exercise price

0.539

Expiration

—

Exercise window

—

Stock Option

Direct

Underlying security

Common Stock

Underlying shares

Shares owned

Exercise price

0.77

Expiration

—

Exercise window

—

Total

Underlying

4.68M

Owned

4.68M

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Stock Option Direct	Common Stock	1.10	—	—	300K	300K
Stock Option Direct	Common Stock	0.385	—	—	2.21M	2.21M
Stock Option Direct	Common Stock	0.385	—	—	450K	450K
Stock Option Direct	Common Stock	0.539	—	—	725K	725K
Stock Option Direct	Common Stock	0.77	—	—	1M	1M
Total					4.68M	4.68M