MATHEWS KENNETH J enters ARISTA FINANCIAL CORP. with 169K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Indirect Derivatives
Filed: 10/4/2018ACC: 0001213900-18-013545
DirectorOfficer· Secretary, Treasurer
Since Oct 2018
169K
Baseline shares
12% direct
20K
Direct ownership
1 position
28.75K
Derivative underlying
2 instruments
2
Security positions
149K indirect
Non-Derivative Holdings2
Common Stock
IndirectShares owned149K
Common Stock
DirectShares owned20K
Total
20K direct·149K indirect169K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 149K | Indirect |
| Common Stock | 20K | Direct |
| Total | 169K | 20K direct·149K indirect |
Derivative Holdings2
Warrants
DirectUnderlying security
Common Stock
Underlying shares
18.75K
Shares owned
N/A
Exercise price
0.01
Expiration
—
Exercise window
—
Warrants
DirectUnderlying security
Common Stock
Underlying shares
10K
Shares owned
N/A
Exercise price
2.00
Expiration
—
Exercise window
—
Total
Underlying
28.75K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Warrants Direct | Common Stock | 0.01 | — | — | 18.75K | N/A |
| Warrants Direct | Common Stock | 2.00 | — | — | 10K | N/A |
| Total | 28.75K | 0.00 | ||||